- S&P Global (New York, NY)
- …, and control inventory, review of internal control issues, assessment of controls, and risk and internal control reporting . This role reports to the Manager ... * 2+ years of experience related to compliance, audit, risk or regulatory management, financial services , or...and compiling data for reports. * Some understanding of operational or compliance risk management processes. *… more
- American Express (New York, NY)
- … reporting logic changes. + Partner closely with cross-functional teams in Operational Bureau Governance, Risk Products & Data Strategy, and others within ... motivated and innovative US Credit / Debit Bureau Outbound Reporting Policy & Analytics team within the Credit and...Policy & Analytics team within the Credit and Fraud Risk organization. This team owns the strategy and policies… more
- SMBC (New York, NY)
- …in the Risk Management Coordination Team plays a pivotal role in operational coordination and facilitation of risk oversight processes across SMBC entities. ... history, SMBC Group offers a diverse range of financial services , including banking, leasing, securities, credit cards, and consumer...and audit submissions as well as timely escalation of risk -related matters to the Risk Coordination Team… more
- City of New York (New York, NY)
- …and community-based organizations in providing proactive outreach and connection to services for high- risk domestic violence victims and their families. ... laws, and operational procedures including referral and intake processes, assessing risk and safety planning, community outreach, and data collection - Draft and… more
- Western Digital (Albany, NY)
- …technology, risk mitigation plans, policy implementation, and monitoring and reporting for compliance. This will require collaboration and working closely with ... key performance indicators (KPIs) to measure performance against contractual obligations, service level agreements, risk resiliency, and compliance requirements.… more
- KeyBank (Boulevard, NY)
- …JOB (JOB BRIEF)** This **Manager, BRC (BPRI)** position is within the Business Risk & Controls (BRC) organization's Business Process Risk Identification (BPRI) ... The Manager, BRC (BPRI)'s primary responsibility is to lead a team of BRC Risk Advisor(s) to execute the Business Process Risk Identification (BPRI) program,… more
- M&T Bank (Buffalo, NY)
- …leadership, guidance and direction to junior staff regarding all aspects of data analysis, risk reporting , risk identification, risk policies and ... model to increase efficacy of oversight activities. + Adhere to applicable compliance/ operational risk controls in accordance with Company or regulatory… more
- Raymond James Financial, Inc. (New York, NY)
- …models needed to risk manage the business. . Oversees and evolves risk reporting processes to enhance the accuracy and effectiveness of risk ... include daily risk monitoring across all relevant risk stripes including market, credit, liquidity and operational...with a minimum of fifteen (15) years of financial services experience required . Experience in broker-dealer or wealth… more
- JPMorgan Chase (New York, NY)
- …stakeholders. You will join a team of seasoned Compliance Conduct and Operational Risk (CCOR) professionals supporting JP Morgan's Asset Management business ... or risk management roles within asset management or financial services . + Expertise in SEC regulations applicable to registered investment companies,… more
- Citigroup (New York, NY)
- …tax experience in partnership with Citi's corporate tax and enterprise Tax information reporting team. + **Client Tax Services :** Oversee and manage client tax ... Identify opportunities to streamline processes, enhance data accuracy, and improve operational efficiency across regulatory reporting and client tax operations.… more
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