- Lincoln Financial (Greensboro, NC)
- …Management and Tax basis and assisting with performing and documenting SOX investment controls. You will be responsible for performing investments research, ... implications to management. You will assist with performing and documenting certain SOX investment controls. + You will resolve discrepancies and take actions on… more
- Wells Fargo (Charlotte, NC)
- …+ Strengthen internal controls and ensure reconciliation processes comply with applicable regulatory, audit , and risk requirements (eg, SOX , Basel lII). + Lead ... change or transformation programs. + Knowledge of regulatory frameworks ( SOX , Basel III) impacting reconciliation and control environments. **Job Expectations:**… more
- Chemours (Raleigh, NC)
- …+ **Stakeholder Coordination:** Collaborate and coordinate with HR, Finance, Internal Audit , IT and Management to ensure integration, efficiency and effectiveness of ... Workday based US payroll and manage external vendors. + **Compliance:** Ensure SOX Compliance and accurate and timely controls + **Project Management:** Identifies,… more
- Comerica (Charlotte, NC)
- …processes and controls function as intended to mitigate risk, including SOX controls. Develops, produces, and distributes timely, accurate, and transparent risk ... for all exam related activities including regulatory, 2LOD, Internal Audit , various internal Risk Pillars, etc. Gathers data, answers...GED and 6 years of Risk Management, Compliance, or Audit experience + 5 years of experience in Risk… more
- US Bank (Charlotte, NC)
- …**Job Description** Partners with leaders in their assigned Line of Business, Risk/Compliance/ Audit (RCA) Consultants, and other RCA Managers to, depending on the ... including change triggers and change risk, ie changes in environment, laws/rules/regs, audit /exam findings for development of new or changes to existing policies: +… more
- Ally (Raleigh, NC)
- …will possess deep technical knowledge of privileged access, regulatory and audit requirements, cloud and on-premises security models, and secrets management. This ... our tech blog at ally.tech **The Work Itself** * Audit & Compliance Leadership * Interpret and apply regulatory...Compliance Leadership * Interpret and apply regulatory standards (eg, SOX , NIST 800-53, PCI DSS, FedRAMP) to privileged access… more
- Coinbase (Raleigh, NC)
- …annual SEC filings by all relevant parties, including the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and external legal ... 8-K. * Prepare the accounting/finance portion of quarterly Disclosure Committee and Audit Committee decks and present at the Disclosure Committee meeting. * Lead… more
- Cardinal Health (Raleigh, NC)
- …preventative measures to avoid recurring issues. + Maintain and enhance internal SOX control structure, effectively responding to and mitigating risks, as necessary. ... transactions, including but not limited to Accounting, Finance, Internal Audit , Legal, Sales/Account Management, Revenue Management, Contracting, Standards &… more
- City National Bank (Charlotte, NC)
- …engagement, negotiation of scope changes, and effective communication with risk, audit , legal, and technology partners. *WHAT WILL YOU DO?* * Independently ... alignment with enterprise compliance mandates and regulatory requirements (eg, FFIEC, OCC, SOX , GDPR, etc.) * Oversee and manage project budgets related to IT… more
- Truist (Charlotte, NC)
- …Quality Assurance Review engagements. Types of quality assurance reviews may include audit engagement, audit process, QA or regulatory issue validation, and/or ... in a fast-paced environment with changing priorities 8. Strong knowledge of SOX and other industry-related regulatory requirements 9. Strong knowledge of operational… more