- Arrow Financial Corporation (Glens Falls, NY)
- …Will perform a variety of duties and initiatives designed to maintain a strong BSA/ AML /OFAC compliance position for the Arrow Family of Companies. This position ... and Risk team as: Bank Secrecy Act (BSA) Specialist This opportunity may be perfect for you if...> Assist with preparation of Currency Transaction Reports (CTRs), BSA/ AML /OFAC and other appropriate compliance reports in… more
- TD Bank (New York, NY)
- …& Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML , Privacy, IDA, CBA, SOX, Basel ... role. **Line of Business:** Risk Management **Job Description:** **_The Group Risk Specialist will be part of the Operational Risk Management Team covering Treasury… more
- Pioneer Bank (Albany, NY)
- TITLE: Customer Care Specialist LOCATION: Headquarters REPORTS TO: Vice President - Customer Care CLASSIFICATION: Full Time, Non Exempt PAY GRADE: NE 20 ($17.00 - ... 8:00am-1:30pm *1 Saturday per month required Position Summary: The Customer Care Specialist is a fast-paced, multi-functional position, responsible for all facets of… more
- New York State Civil Service (Albany, NY)
- …Association: Certified AML and Fraud Professional; ABA Certificate in BSA and AML Compliance ; ABA Certificate in Fraud Compliance ; Certified Regulatory ... Association of Certified Anti-Money Laundering Specialists: Certified Anti-Money Laundering Specialist , Advanced AML Audit Certification, Advanced Financial… more
- ManpowerGroup (New York, NY)
- …screening processes. + Assisting in the periodic risk assessment process related to BSA/ AML and Sanctions risks. + Performing compliance testing and quality ... degree or equivalent required. + 3+ years of working experience in compliance required. + CAMS (Certified Anti Money-laundering Specialist ) Certification is… more
- TD Bank (New York, NY)
- …and by performing required system maintenance. In addition, the position will maintain compliance files and verify new clients are set up in the system of ... firm; Trading Desks, Counter-Parties, Clearing Bank and Customers** **Acts as a specialist owner or representative in the discipline** **Leads / participates in the… more
- American Express (New York, NY)
- …experience in risk management with deep understanding of financial crimes and compliance risk, including AML , sanctions, fraud, and anti-bribery and corruption ... risk framework * Work with 2LOD Global Financial Crimes Compliance (GFCC) and 1LOD Financial Crimes CoE to implement...Ensuring activities are in alignment with standards set by specialist risk-stripe teams * Advising on decentralized risk types… more
- Banc of California (New York, NY)
- …to sell all products offered by the Bank and know when to call upon their specialist support experts for added help. They will help with the training of staff and ... limited assistance or counsel. + Adhere to all corporate compliance and regulatory needs including but not limited to...in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- Citizens (New York, NY)
- …and staying updated with relevant banking regulations (FRB, OCC) and compliance requirements, specifically Anti-Money Laundering ( AML ). Special industry vertical ... A solid understanding of various risk types (eg, operational, financial, compliance , reputational) and risk management methodologies, including COSO and OCC… more
- KeyBank (Amherst, NY)
- …managers on the team. The **EDD Investigator** is a role within the Bank's BSA/ AML Customer Due Diligence Unit. This role is primarily responsible for performing the ... risk associated with a client. Develop good rapport and communication with Compliance /LOB partners. Identify and escalate information that appears to be suspicious… more