- TD Bank (Charlotte, NC)
- …Canada. Reporting to the Segment Risk Lead for US Wealth, Epoch and Insured Deposit Account , the focus of the Senior Group Risk Specialist will include but not ... & Control Self-Assessment, Business Continuity Management, Outsourcing & Vendor Management, Regulatory Compliance (eg CDIC, AML , Privacy, IDA, CBA, SOX, Basel… more
- Wells Fargo (Charlotte, NC)
- …and manipulating large data + Knowledge and understanding of roles of operations, compliance , client account set-up processes and procedures for corporations and ... **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Approval...into procedures, processes and controls, working in partnership with compliance , legal, 1st and 2nd line control, COB, and… more
- Wells Fargo (Charlotte, NC)
- …and manipulating large data + Knowledge and understanding of roles of operations, compliance , client account set-up processes and procedures for corporations and ... - Identify patterns in Regulatory Programs and update the Compliance Stats to prevent more research / outreach -...disclosures) + Mifid and HKMA onboarding requirements + KYC ( AML /BSA, Fincen, Travel rule) + Tax Documentation (Fatca, CRS)… more
- Banc of California (Durham, NC)
- …YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- Grant Thornton (Charlotte, NC)
- …one or more of the following agencies (FRB, OCC, FDIC, FinCEN, or SIFMA) and/or ex- senior AML Officer from a nationally recognized institution. + Adhere to the ... partner. + Manage business development activities such as proposals, capture, account teams, whitepapers, conferences, and/or other thought leadership material. +… more
- Motion Recruitment Partners (Charlotte, NC)
- …is looking for a Project Manager with experience in Risk Management/Financial Crimes, AML and BSA programs in Charlotte, NC (onsite). Work with the brightest minds ... knowledge of risk management practices, with specific experience in Financial Crimes, AML , and BSA programs. + Demonstrated ability to lead and contribute to… more
- Wells Fargo (Charlotte, NC)
- …cash transactions and loans. The team also manages the risk, regulatory compliance , and client service associated with these transactions. The businesses that make ... efficiencies. The businesses that make up Shared Services Operations include, BSA/ AML Data Strategy, Execution & Operations, Business & Real Estate Services,… more
- Regions Bank (Charlotte, NC)
- …post release analysis + Prepares and delivers presentations for the bank's senior leadership + Identifies and manages both existing and emerging risks associated ... relationships including responding to and sending requests, managing risk, and ensuring compliance + Leads and mentors' others within the department + Assists … more
- Quantexa (Charlotte, NC)
- …with Sales Directors to shape the opportunity strategy, qualify deals and influence account planning. + Cultivate trust as the go-to advisor to clients, big and ... Flawlessly lead product demos and presentations, qualify opportunities and manage compliance statements. + Elevate Quantexa's profile through industry events such as… more