- Citigroup (Jacksonville, FL)
- …and complaints are handled in accordance with FINRA and firm policy. + Ensures that KYC/ AML and other compliance norms are strictly adhered to. + Builds a ... phone calls and adhering to Know-Your-Customer (KYC) and Anti-Money Laundering ( AML ) procedures for Citi's Investment and/or Banking clients. Position is responsible… more
- Bank of America (Jacksonville, FL)
- …guidance. The GFC Executive I serves as a trusted advisor to the Chief Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU") and Control ... Champion: Breaks down barriers to create a more inclusive environment + Manager of Process & Data: Challenges end-to-end process efficiency and effectiveness,… more
- TD Bank (Coral Gables, FL)
- …proactively develop mitigation plans + Runs the office of US Senior Executive responsible for driving enterprise priorities, enhance organizational effectiveness. ... on data and stakeholder input. + Facilitates strategic planning providing support to senior executives in decision making and execution + Meets TD's risk appetite &… more
- Citigroup (Miami, FL)
- …escalate to Senior Management and partners including, but not limited to, Compliance , Legal, AML , Regional Business Risk, Regional COO and Sales Management + ... Assist with ad-hoc projects and/or workflow testing as assigned by Manager + Assist with coaching and training Registered Representatives when applicable + Assist… more
- SitusAMC (Tallahassee, FL)
- …in a highly regulated industry with adherence to internal and external compliance requirements related to AML , funds transfer policies, client confidentiality ... external distribution + Other activities as may be assigned by your manager Qualifications/ Requirements: + Bachelor's degree or equivalent from four-year College or… more