- Coinbase (Charlotte, NC)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance EDD Operations at Coinbase, you'll ... to everyone. You'll be a driving force behind our Anti-Money Laundering ( AML ) operations, managing centralized Quality Control (QC) programs that span multiple… more
- TD Bank (Charlotte, NC)
- …mitigate inherent associated risks. Contributes to the development and implementation of AML /ATF/Sanctions/ABAC Compliance programs related to all aspects of ... AML /ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, but not limited to,… more
- EverBank (Charlotte, NC)
- **Enterprise Compliance Officer Manager - Enhanced Due Diligence** The Enterprise Compliance Officer Manager will lead a team designed to identify, ... investigation and escalation process for suspicious activity, collaborating with the broader AML / Compliance and Legal teams as needed. + Monitor regulatory… more
- Coinbase (Charlotte, NC)
- …making decision * Lead a "culture of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes and second line compliance ... Compliance Operations Team is responsible for executing Compliance controls with adherence to Coinbase's BSA/ AML ...or overall performance and the quality. * Coordinate with senior management and provide insights for process improvement. *… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Management Analyst, KYC High Risk Reviews performs ... for identifying, assessing, and mitigating financial crime risks, ensuring compliance with regulatory requirements, and providing expert recommendations on complex… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Business Management, Strategy & Support **Job Description:** The Senior Manager , Governance & Control oversees and leads a highly ... actions to senior management + Ensures all administration, control and compliance activities are complete and accurate to meet targets for own area +… more
- Fifth Third Bank, NA (Charlotte, NC)
- …currency + Five years of related work experience, preferably with a BSA/ AML compliance department, internal audit, regulated FinTech, or regulatory agency. ... manager may also be required to provide targeted AML and OFAC training to business unit staff and... Management regarding their business lines (Legal, Audit, and Senior level Operating Committees). + Works with Sr… more
- TD Bank (Charlotte, NC)
- …specialized/ad hoc training and reporting, as required.** ** Compliance Business Oversight Manager ** **Reporting to the Senior Manager , the Compliance ... Business Oversight Manager will support the Enterprise Compliance Regulatory Change Program, including governance, oversight, technology, and processes. The… more
- Bank of America (Charlotte, NC)
- …to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management and/or ... to senior stakeholders, assisting in identifying potential operational or compliance risks and partners Global Financial Crimes (GFC) Management and/or Front… more
- City National Bank (Raleigh, NC)
- …of testing performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, presentations, ... *AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT* WHAT IS THE...synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written… more