- City National Bank (Los Angeles, CA)
- *FINANCIAL CRIMES ANALYST SENIOR I* WHAT IS THE OPPORTUNITY? Under the direction of the Screening Systems Manager, this colleague is responsible for performing ... analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of...the Bank's BSA Program while utilizing sound and current compliance industry standards and practices. Develop new and/or updates… more
- City National Bank (Los Angeles, CA)
- *KYC REVIEW ANALYST SENIOR - OPS* WHAT IS THE OPPORTUNITY? Conduct Enhanced Due Diligence background investigations for commercial loan borrowers in adherence ... with credit policy and compliance with BSA and USA Patriot Act. Responsible for...accuracy of client risk level. * The KYC Review ( Analyst - Senior ) will perform Enhance Due… more
- Cognizant (Mountain View, CA)
- …each part number is the key to customs compliance and paying duties. The ** Sr PLM Analyst ** will also work with Buyer/Planner and PLM roles at different ... Geo PLM lead. + Before all major review milestones ensure compliance of BOMs for AML /AVL information and applicable support documents including, MPN, Specs, RoHS… more
- Coinbase (Sacramento, CA)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Operations within the CX ... filing * Conduct investigative review and analysis in support of company's BSA/ AML regulatory compliance policies and programs including investigating automated… more
- Banc of California (Santa Ana, CA)
- …mechanisms comply with standard industry practices, regulatory guidelines, and senior management's recommendations and/or directions. Performs all duties in ... Renewals, and Rate Adjusters validating proper approval. + Participates in all required Compliance training, either online or in house. + Review and correct any… more
- Citigroup (Los Angeles, CA)
- The Wealth Relationship Mgmt. Sr . Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new ... Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/ AML ...and Compliance operating procedures. + Ensure that KYC/ AML and other compliance norms are strictly… more
- Scotiabank (San Francisco, CA)
- …and leverage broader Bank relationships, systems and knowledge. + Assist Senior Analyst with day-to-day responsibilities including developing and updating ... a variety of economic developments. + Work closely with Senior Analyst in the launch of new...business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champions… more
- Scotiabank (San Francisco, CA)
- …while also occasionally working with other Scotiabank counterparts. + Assist Senior Analyst with day-to-day responsibilities including developing and forecasting ... company specific recommendations (buy, sell, hold). Work closely with Senior Analyst in the launch of new...business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk. + Champions… more