- Wells Fargo (Charlotte, NC)
- …clients. **About this role:** Wells Fargo is seeking a Lead Investment Portfolio Control Consultant for the Wealth and Investment Management (WIM) Investment Risk ... a unit within the WIM Investment Solutions Center of Excellence. WIM Investment Risk is responsible for the design, implementation, and execution of the WIM… more
- GE Vernova (Wilmington, NC)
- …solutions across the diverse plant disciplines or specialties of Instrumentation, Control , DCS, HFE, Simulation and Electrical. + Coordinate across matrixed ... of clarifications and exceptions, prepare proposals with scope, conformance matrix and risk scorecard, work plans, cost estimates, and schedules. + Support business… more
- TD Bank (Charlotte, NC)
- …Program Effectiveness Assessment. The ideal candidate possesses a deep understanding of Risk Control Self-Assessments, a high degree of organizational ability ... have direct reports but will be supported by a Senior Analyst and will work closely with...financial service or FinTech environment + Deep understanding of Risk Control Self-Assessment, Control Testing… more
- TIAA (Charlotte, NC)
- …Policy, Marketing and Communications, Product and Business Development, Retirement Solutions, Risk and Compliance, Technology, and Wealth Management. **Key Roles and ... and engagement activities, as well as direct access to executive and senior leadership, mentors and previous interns. Eligible summer interns will have the… more
- City National Bank (Charlotte, NC)
- …and Investment Risk Specialist Or * CFA - Charter Financial Analyst Or * CAMS - Certified Anti-Money Laundering Specialist Or *Additional Qualifications* * ... COSO and risk assessment practices. * Strong understanding of internal control concepts and application of such. * Strong working knowledge of banking industry… more
- Citigroup (Charlotte, NC)
- The Program Management Sr Analyst is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and ... creative reviews and approvals for marketing campaigns. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the… more
- Truist (Charlotte, NC)
- …defining and documenting business process inventory, including process maps with control points documented. Manage Regulatory Reporting Governance Senior ... Financial Services industry 4. Master's degree in related discipline 5. Financial Risk Manager (FRM)/Certified Financial Analyst (CFA) or equivalent advanced … more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Product Management **Job Description:** The Senior Product Analyst contributes to the business strategy by supporting ... to acquire/retain business for their specific product group. The Senior Product Analyst offers advice, recommendations, solutions...Industry Codes of Conduct + Maintains a culture of risk management and control , supported by effective… more
- American Express (Charlotte, NC)
- …assets that provide risk -based monitoring protocols, including early warning indicators, risk heat maps, and control effectiveness metrics. + Support in ... themes across issue types. + Produce regular reporting and dashboards for senior leadership, risk committees, and regulatory stakeholders, highlighting risk… more
- Lumen (Raleigh, NC)
- …controls & compliance + Respond rapidly and efficiently to requests requiring security control changes + Function in Help Desk capacity to ensure tickets are worked ... Segregation of duties (SOD) background jobs, document and inform risk where applicable and mitigate risk +...information security management principles. + Capture quarterly and annual control evidence and ensure there are no control… more