- Citigroup (New York, NY)
- …impact. + Drive robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory exams in Investment Solutions, ... Risk for Investment Solutions within Citi Wealth. **Responsibilities:** + Senior business leader who will lead and coordinate an...data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory… more
- Scotiabank (New York, NY)
- Senior Audit Manager, US AML Audit **Requisition ID:** 227034 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Senior Audit Manager contributes to the overall...within the US and determine whether they are in compliance with governing regulations, internal policies, and procedures. The… more
- American Express (New York, NY)
- …**About the Role:** Our Internal Audit group is seeking an Senior Audit Manager to assess financial, operational, and technological risks, ensure ... to understand, assess, evaluate, and document relevant risks and controls. + Present audit overviews and results to senior management, supported by sound… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Risk Management Audit (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on ... Senior Auditor) interested in becoming part of our Audit team. As a member of the Audit...financial analysis, at least 3 years of experience in compliance , or a combination. **Preferred Qualifications:** + 1+ year… more
- Scotiabank (New York, NY)
- Senior Analyst, Audit - Capital Markets **Requisition ID:** 232586 **Salary Range:** 69,400.00 - 129,000.00 _Please note that the Salary Range shown is a ... part of the team and assist the Managers and Senior Managers, US Capital Markets Audit to...the internal controls. Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures. **What… more
- Citigroup (New York, NY)
- **Job Description** The Senior Auditor (Model Risk) is an intermediate level role responsible for performing moderately complex audits and assessments of Citi's ... model risk and control environments in coordination with the Audit team. The overall objective is to utilize in-depth...of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. + Appropriately… more
- Citigroup (New York, NY)
- The Audit Director is a senior level management position responsible for contributing to the strategic direction of Citi's Internal Audit (IA) function, in ... Audit Committee; + Providing periodic reports to the legal entity Audit Committees, senior management, and other Board committees as relevant, summarizing… more
- City National Bank (New York, NY)
- …party risk management, assurance and / or oversight or relevant supplier or third party audit or compliance experience * Minimum of 4 years of experience in risk ... and procedures. Direct assessments on key controls and overall compliance with the TPRM program, including the timeliness, completeness,...Ensure appropriate escalate of issues to first line and senior management as required. WHAT DO YOU NEED TO… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Virtual Currency Senior Analyst (Financial Services Specialist 2 ( Compliance ), SG-23) Occupational ... risks; * Conducts risk-based assessments of applicants' and Licensees' governance, compliance , and internal audit controls; BSA/AML program; operational,… more
- Ankura (Lexington, NY)
- …will be joining a team of industry experts with backgrounds in compliance , regulatory, legal, audit , operations, nursing, pharmacy, medical science, economics, ... value to Life Sciences clients and external counsel through compliance , disputes, investigations and advisory services. The position has...accounting, and data science. As a Senior Director, you can expect to: . Demonstrate the… more