- Scotiabank (New York, NY)
- …to drive ambition for every future! **Purpose** In this role, you will provide senior compliance support for the Scotiabank US Sales and Trading businesses by ... Compliance . **What You'll Do** + Acting as a senior compliance officer and Compliance ...Trading, including transaction reporting, best execution, market access, Consolidated Audit Trail (CAT) requirements, etc. + Relevant compliance… more
- American Express (New York, NY)
- …exam readiness, issue remediation, and corrective action planning. + Coordinate with compliance , legal, risk, and audit teams to ensure consistent interpretation ... privacy perspective. + Act as a trusted advisor to senior leaders, supporting a culture of compliance ...to senior leaders, supporting a culture of compliance and accountability. **Qualifications:** Required: + 7 years of… more
- JPMorgan Chase (New York, NY)
- …using a variety of data sources and technologies + Support voting related audit program and compliance reporting. Conduct communication with client teams on ... across Equities, Fixed Income and Multi-Assets Solutions. It will involve engaging with senior representatives of the companies in which we invest on their business… more
- Charlotte Tilbury (New York, NY)
- Reporting to the Vice President of Finance and New Business Development, The Senior Accounting Manager is responsible for leading the commercial FP&A function for ... and reporting for assigned areas of responsibilities . Ensure compliance with accounting standards as well as internal company...the coordination of filed work for the any internal audit process and ensure timely delivery of audit… more
- MTA (New York, NY)
- …Construction & Development DEPT/DIV: Delivery/ Delivery Services Office REPORTS TO: Senior Director, Construction Compliance WORK LOCATION: 2 Broadway HOURS ... $125,983 to $171,519 DEADLINE: Open Until Filled Summary The Director of Construction Compliance can establish and audit construction delivery standards for all… more
- New York Road Runners (New York, NY)
- …budget, establishing, and maintaining a functioning set of financial policies, ensuring compliance to audit and generally accepted accounting principles and ... company's assets, reporting and forecasting performance, including monthly updates to Senior Leadership and preparing Quarterly Updates to the Board, preparation of… more
- BMO Financial Group (New York, NY)
- …the office each week is the expectation Our team is growing its Fixed Income Compliance team in New York with a focus on FINRA and SEC broker-dealer requirements and ... and fiduciary obligations are met. You will have a specific focus on compliance oversight over BMO's Fixed Income activities, and maintain current knowledge of… more
- Broadridge Financial Solutions (Edgewood, NY)
- …Broadridge team. Broadridge is hiring! Join our team as a dynamic Senior Enterprise Engineer, where you'll collaborate with diverse teams to implement cutting-edge ... compliance controls, and dive into technical reviews for seamless...seamless alignment with regulations. Be the driving force in audit preparations and stay ahead of deadlines with efficiency… more
- Citigroup (New York, NY)
- …to meet regulatory expectations, reduce risk, address article gaps, ensure policy compliance , and pass Internal Audit validation. 40 hrs./wk. Applicants submit ... Citibank, NA seeks a Program Management Senior Lead for its New York, NY location....expectations, reduce risk, address article gaps and pass Internal Audit validation. Facilitate interaction with Internal Audit … more
- Independent Health (Buffalo, NY)
- …knowledge and audit tips across the team. The Clinical & Coding Specialist- Senior will support the leadership in Hospital Audit in accomplishing all aspects ... fosters growth, innovation and collaboration. **Overview** The Clinical & Coding Specialist- Senior will be responsible for reviewing coding and clinical decisions on… more