- TD Bank (New York, NY)
- …+ **Develop and deliver specialized/ad hoc training and reporting, as required.** ** Compliance Business Oversight Manager** **Reporting to the Senior Manager, ... participate in improvements implementation** + **Support testing engagements from Internal Audit , Compliance Quality Assurance, and others** **Job Summary:** The… more
- American Express (New York, NY)
- …sanctions compliance regulations + Experience in risk and control assessments, audit , or compliance testing + Familiarity with KYC operations, customer ... the future of American Express. American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money Laundering… more
- TD Bank (New York, NY)
- …skills, attention to detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. **Job Summary:** ... TD Bank is seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit ...The Senior Manager, Compliance Governance & Operations leads, develops and oversees a… more
- Anywhere Real Estate (New York, NY)
- …to global and domestic regulations, including HIPAA, PCI, GDPR, and NYDFS, while also maintaining compliance with audit standards such as SOC 1 Type I and Type ... to ensure consistent interpretation and implementation of regulatory and audit requirements. + **Ensure Compliance ** : +...stakeholders. + Strategic mindset with the ability to advise senior leadership on compliance and risk management.… more
- TD Bank (New York, NY)
- …regulatory environment and related implications to identity management, security and audit compliance . **Customer Accountabilities:** + Understands and supports ... Tech Team, aligning with other delivery Teams, Vendors and Senior management to follow a product vision, delivering a...Implementation of frameworks, standards, and processes to meet banks Audit & Compliance requirements. + Supports any… more
- TD Bank (New York, NY)
- …skills, attention to detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. **Job Summary:** ... experience in Compliance , Risk Management, Audit , or a related compliance role.** **Strong executive writing skills for senior audiences focused on… more
- Navient (Albany, NY)
- …mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr . Compliance Manager - ... Head of 1st Line of Defense Compliance .** **As the Senior Compliance ...**About You:** + 3-4+ years of experience in regulatory compliance , audit , or operational risk & controls… more
- SMBC (New York, NY)
- …although role also supports strategic planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities ... or new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance -related examinations / audits related to coverage… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note ... and exception items noted during the review process to senior management. + Ensure that the stakeholders respond with...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more
- Amazon (New York, NY)
- …export compliance solutions? Are you passionate about creating the future of export compliance ? Amazon is looking for a Senior Export Compliance Manager ... business and compliance stakeholders to understand and improve export compliance program governance, audit and monitoring processes, and other mechanisms… more