- Wells Fargo (New York, NY)
- … functional knowledge. + Develop and present Oversight program materials to senior management. + Provide regulatory compliance risk expertise and consulting ... experience in a regulatory environment experience + Experience in a financial services, audit , compliance or regulatory organization + Knowledge of US Market… more
- TD Bank (New York, NY)
- … Audit **Job Description:** The ** Senior Audito** **r - US** ** Compliance Audit ** is responsible for executing and leading audit engagements ... and sufficiency of systems, processes, and oversight to support regulatory compliance . This role supports audit engagements through evaluating, documenting,… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... (FCC) Audit team. As a member of the Financial Crimes Compliance Audit team, you will focus on engagements involving BSA/AML, Sanctions, and Fraud … more
- conEdison (New York, NY)
- …conditional formatting, data validation, and advanced formulas, required. + Experience with audit software and compliance tracking tools is a plus, preferred. ... a minimum 1-2 years of work relevant work experience in auditing, compliance , or business operations; demonstrating strong understanding of internal controls, risk… more
- MTA (Jamaica, NY)
- …extensions to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings to address questions ... field from an accredited college + A minimum of 8 years' experience in Compliance , Audit , Legal, Human Resources, Organizational Development, or a related field,… more
- Datavant (Albany, NY)
- …and external vendors to ensure our NetSuite platform is optimized for accuracy, audit compliance , and performance. This is a high-impact role with visibility ... enhancements, and SOPs in a centralized knowledge base to promote process clarity and audit compliance + Work with vendors and consultants to scope and execute… more
- Cardinal Health (Albany, NY)
- …of people every day. **_Job Overview:_** We are seeking a **strategic** and experienced ** Senior Engineer for IT Governance and Compliance ** , who will be ... the organization. This role will also serve as a senior technical and strategic resource ensuing IT operations, projects,...as well as stakeholders from Finance, Legal, Ethics & Compliance , Internal Audit and our various business… more
- TD Bank (New York, NY)
- …regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant...to create trend reporting.** + **Knowledge and experience within compliance or audit , legal and regulatory environment,… more
- Indeed (New York, NY)
- …assessment, and monitoring. You will autonomously manage the full lifecycle of audit engagements and interact with senior relevant parties. **Responsibilities** ... from complex qualitative and quantitative datasets. + Familiarity with Audit Standards as well as compliance and control frameworks such as ISO 27001, SOC 1/2,… more
- SMBC (New York, NY)
- …although role also supports strategic planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities ... or new regulatory requirements. + Supports interactions with regulators and Internal Audit during compliance -related examinations / audits related to coverage… more