- MTA (New York, NY)
- …that contractors adhere to established regulations and goals in consultation with the Sr . Director - Audits, Investigations & Contract Compliance and the Deputy ... with external agencies, with input and direction from the Sr . Director - Audits, Investigations & Contract Compliance...of one (1)1 year of professional level experience in Compliance , Audit , Procurement, or Contract work, or… more
- CVS Health (Albany, NY)
- … Audit testing through providing support/evidence to our internal and external audit teams. This position will support compliance accountability and identify ... join our Pharmacy Services Finance Enablement team as a Senior Analyst on our Policies, Procedures, and Controls Team....in organizational processes **Preferred Qualifications** + Experience in an Audit , Compliance and / or Quality role… more
- Bank of America (New York, NY)
- …as well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to drive execution + Interpersonal Skills- Treats others ... Enterprise Financial Risk Capital Markets Risk Sr . Specialist Charlotte, North Carolina, United States;New York,...review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the… more
- Robert Half Finance & Accounting (White Plains, NY)
- …budgets, balance sheets, profit and loss reports, and regulatory reporting documents, ensuring compliance with regulations. + Audit and Compliance Support: ... Description Our client is looking for a Senior Accountant to join there team. Great privately...in insurance audits, compliance tasks, and other audit processes, while managing state and federal tax/alcohol reporting… more
- Wolters Kluwer (Albany, NY)
- …& Relationship Executive ( Sr . Sales Executive , Risk & Controls Specialist, Audit & Assurance)- Remote (West Coast) R0052136 | CP/ESG TeamMate | WK Audit ... Sr . Sales Executive , Risk & Controls Specialist, Audit & Assurance** ), you will manage the most...comprehensive sales plans. + Conduct regular strategic meetings with senior management of client accounts. + Resolve critical and… more
- TD Bank (New York, NY)
- …of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + ... Provides prompt and comprehensive response to all external audit , regulator and compliance requests and findings + Maintains appropriate records of action plans… more
- TD Bank (New York, NY)
- …including fiduciary and investment handbooks.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- Deloitte (Williamsville, NY)
- …policies and processes, as needed. + Oversee responses to internal and external audit requests. + Oversee compliance with provisions of the Employee Retirement ... this role, you will be responsible for leading plan operations and compliance activities associated with Deloitte's US Wealth Accumulation Program, the Deloitte… more
- TIAA (New York, NY)
- …strategy. + Maintain Risk & Control inventory + Act as primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of audit / ... and broker/dealer risk management. + Experience working closely with legal, compliance and internal audit . **Preferred Qualifications:** + University degree… more
- Oracle (Albany, NY)
- …(tiers, accelerators, SPIFs), and financial impact to budgets and forecast. + Support audit and compliance requirements; ensure alignment with SOX and data ... and headcount forecasting, and commission modeling/analysis. + Partner closely with senior executives (SVPs, EVPs, President level) to translate complex financial… more