- M&T Bank (Buffalo, NY)
- …billings for approval. Maintains financial expense records.Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- Catholic Health Services (Rockville Centre, NY)
- …CHS personnel without discrimination. Responsible for the standard monthly processing and audit validation of financial and clinical data from host systems into the ... third party reimbursements. Conducts himself I herself in conformity with all Compliance Assurance Standards and maintains a supportive attitude toward the mission &… more
- M&T Bank (Buffalo, NY)
- …M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as ... + Complete other related duties as assigned. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- M&T Bank (Buffalo, NY)
- …with professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager. **Supervisory/Managerial Responsibilities:** **Education and Experience ... annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit progress and findings to Bank management and oversee Auditors (as… more
- City of New York (New York, NY)
- …following up to resolve bottlenecks. - Directly communicating with CBOs regarding: CBO compliance with CPA Firm audit requests and DYCD's acceptance or rejection ... laws. The OCA Director will report to the OCA Senior Director and will directly oversee one to two...Selecting the CBOs for DYCD's contracted CPA Firms to audit on an annual basis. - Reviewing monthly status… more
- TD Bank (New York, NY)
- …and/or recommendations for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management: Work with the ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is...on the state of Surveillance program to the Board, senior management, and regulators, as needed, and effective check… more
- KeyBank (Amherst, NY)
- …related (eg - trust/fiduciary, asset management, private banking, securities, etc.) compliance , risk management, and/or internal or external audit experience ... Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- KeyBank (NY)
- …This role is expected to promote an organizational culture that encourages acknowledgement and recognition of compliance risks and places a high priority on risk ... Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is… more
- CIBC (New York, NY)
- …to address existing and new regulatory requirements; + Coordinating US regulatory exams, compliance exams and audits by Internal Audit ; + Assisting in the ... technical regulatory requirements; and + US regulators and CIBC Internal Audit staff during regulatory exams and audits ** Compliance … more
- PSEG Long Island (Bethpage, NY)
- …requirements for which IT is accountable or responsible, and monitor and report compliance . * Facilitate and coordinate NERC CIP audit preparation plans, ... is a direct report to the Technology Group Product Manager. The NERC Compliance Specialist is responsible for ensuring compliance with NERC CIP (Critical… more