- TIAA (New York, NY)
- …strategy. + Maintain Risk & Control inventory + Act as primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of audit / ... and broker/dealer risk management. + Experience working closely with legal, compliance and internal audit . **Preferred Qualifications:** + University degree… more
- Amazon (New York, NY)
- …Options 3. Paid Time Off (PTO) 4. 401(k) Plan Basic Qualifications - 6+ years of compliance , audit or risk management experience - 5+ years of program or project ... Description Risk Operations & Resilience (ROR), within Global Realty, is seeking a Sr . Risk Manager to evaluate, analyze, and implement risk mitigation programs for… more
- TD Bank (New York, NY)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... management environment, standards, and regulations.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise… more
- KeyBank (Amherst, NY)
- …related field, or equivalent experience + Minimum 5 years' experience in banking, compliance , or audit related activity desired + Strong research, analytical, ... **Location:** 4910 Tiedeman Road, Brooklyn Ohio **Job Description** The Compliance Associate - Financial Crimes Risk Management (FCRM) Governance Team role ensures… more
- Citigroup (Getzville, NY)
- …**Qualifications** : + 10+ years of experience in operational risk management, compliance , audit , or other control-related functions in the financial services ... Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies. * Support oversight of the MCA program,...and decision making in line with the expectations of senior management, Board, and Regulators. + Manage the operations… more
- Capital One (New York, NY)
- …enhance the security and reporting posture of the Workday environment. + **_SOX Compliance :_** Support SOX audit activities by ensuring Workday security controls ... Sr . Manager, Platform Engineering, Workday (Workday Security) The Workday Senior Manager, Platform Engineering will be responsible for leading the design,… more
- Project Renewal, Inc. (New York, NY)
- Title: Senior Manager, Compliance Program: Legal, Varick Headquarters Salary Range: $90,000 - $100,000 per year Overall Responsibilities: The Senior Manager, ... compliance in healthcare and related human services. The Senior Manager, Compliance reports to the Director...Essential Duties and Responsibilities: The essential duties of the Sr . Manager, Compliance include but are not… more
- State of New York Mortgage Agency (New York, NY)
- …findings, responses, and resolution timelines. + Support the development and refinement of audit tools, SOPs, and compliance frameworks. + Support the annual ... the proposed transactions. + Provide regular progress reports to senior Agency staff. + Conduct internal audits of housing...review and revision of field inspection forms, audit checklists, and compliance procedures. + Monitor… more
- RGP (New York, NY)
- Reference Point, an affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead ... As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead strategic engagements across financial services clients, helping… more
- Publicis Groupe (New York, NY)
- …will include monitoring overall client(s) financial health, agency systems support, audit compliance , process architecture and agency growth initiatives. The ... client(s) as well as a team of Analysts and Senior Analysts (including extended team). The Manager will be...and process to meet client needs while maintaining agency audit integrity and compliance + Collaborate with… more