- Scotiabank (New York, NY)
- …operational risk policies and regulatory expectations. + Partnered with senior leadership to enhance RCSA methodologies, incorporating scenario analysis, ... over change management and policy updates. + Supported regulatory and audit examinations by coordinating timely and accurate responses to information requests.… more
- HSBC (New York, NY)
- …and the planet we all share. The Director, Americas is a key senior leadership position within Institutional Clients Group (ICG) business. The person in this ... role will have responsibility as a senior banker covering clients in the Americas as part...to both internal and external stakeholders + Ensure all audit , legal and regulatory and supervisory requirements are adhered… more
- Bank of America (New York, NY)
- …market and manages the market expenses. The MCRM partners closely with the Senior Client Relationship Manager (SCRM) to support the ongoing development of the Elite ... transactions and operations to drive risk management best practices and ensure compliance with policies and procedures, while preparing to effectively manage any… more
- Grant Thornton (New York, NY)
- …a variety of domains including privacy strategy, governance, automation, risk, and compliance management - all with the resources, environment, and support to help ... resolve problems, and make recommendations for improvements + Work closely with senior managers and partners to promptly identify and resolve client problems or… more
- M&T Bank (Buffalo, NY)
- …program. Reviews community development loans, investments and data to ensure compliance with CRA requirements. **Primary Responsibilities:** + Research, draft, and ... the results of CRA outcomes to business line leaders, senior management and various committees. + Generate ad-hoc reports...established controls to ensure data quality. Assist in the audit process by maintaining and providing complete and precise… more
- Citigroup (New York, NY)
- …updates to Senior Management along with partnering Global Product Heads, 2LOD Compliance and Risk Partners, 3LOD Audit Partners, and FP&A partners related to ... competitive performance, capital returns, data governance and analytics, controls, compliance and regulatory management, operations, technology, human resources and… more
- TD Bank (New York, NY)
- …the Associate Vice-President and Managing Director, TDS G&C, the primary role of the Senior Manager, TDS G&C is to support all TDS businesses globally in adherence ... part of the key accountabilities of the role, the Senior Manager will: + Develop and implement a TDS...G&C leads, and Risk and Control Partners such as Compliance and Risk Management; and + Foster an environment… more
- Broadview FCU (Albany, NY)
- …partnership with a variety of business units to maintain a culture of compliance that reflects shared values, goals, and practices. Provide an independent risk ... of the organization to include the C-level, executive level and senior management, external vendors, business partners and community groups. Actively participates… more
- M&T Bank (Buffalo, NY)
- …in alignment with the bank's broader digital transformation objectives + Work with senior management in and outside of Technology to support the delivery of complex ... enhancing delivery, speed, and operational resiliency + Ensure regulatory compliance and security across all consumer and business banking...platforms + Manage a team of engineering directors and senior managers; total staff ~300 FTE + Build a… more
- TD Bank (New York, NY)
- …improvements based on risk, impact, and value. + Work with Front Office, Compliance , Surveillance, Legal, and Risk to capture voice recording requirements and ensure ... to support capture elements for voice endpoints. + Partner with surveillance, compliance , and archive teams to ensure recordings are captured, retained, and… more