- Wolters Kluwer (Albany, NY)
- …& Relationship Executive ( Sr . Sales Executive , Risk & Controls Specialist, Audit & Assurance)- Remote (West Coast) R0052136 | CP/ESG TeamMate | WK Audit ... Sr . Sales Executive , Risk & Controls Specialist, Audit & Assurance** ), you will manage the most...comprehensive sales plans. + Conduct regular strategic meetings with senior management of client accounts. + Resolve critical and… more
- TD Bank (New York, NY)
- …of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + ... Provides prompt and comprehensive response to all external audit , regulator and compliance requests and findings + Maintains appropriate records of action plans… more
- TD Bank (New York, NY)
- …including fiduciary and investment handbooks.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- Deloitte (Williamsville, NY)
- …policies and processes, as needed. + Oversee responses to internal and external audit requests. + Oversee compliance with provisions of the Employee Retirement ... this role, you will be responsible for leading plan operations and compliance activities associated with Deloitte's US Wealth Accumulation Program, the Deloitte… more
- Oracle (Albany, NY)
- …(tiers, accelerators, SPIFs), and financial impact to budgets and forecast. + Support audit and compliance requirements; ensure alignment with SOX and data ... and headcount forecasting, and commission modeling/analysis. + Partner closely with senior executives (SVPs, EVPs, President level) to translate complex financial… more
- TIAA (New York, NY)
- …strategy. + Maintain Risk & Control inventory + Act as primary liaison with Business Controls, Compliance / Risk / Audit functions * Management of audit / ... and broker/dealer risk management. + Experience working closely with legal, compliance and internal audit . **Preferred Qualifications:** + University degree… more
- Amazon (New York, NY)
- …Options 3. Paid Time Off (PTO) 4. 401(k) Plan Basic Qualifications - 6+ years of compliance , audit or risk management experience - 5+ years of program or project ... Description Risk Operations & Resilience (ROR), within Global Realty, is seeking a Sr . Risk Manager to evaluate, analyze, and implement risk mitigation programs for… more
- TD Bank (New York, NY)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... management environment, standards, and regulations.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise… more
- KeyBank (Amherst, NY)
- …related field, or equivalent experience + Minimum 5 years' experience in banking, compliance , or audit related activity desired + Strong research, analytical, ... **Location:** 4910 Tiedeman Road, Brooklyn Ohio **Job Description** The Compliance Associate - Financial Crimes Risk Management (FCRM) Governance Team role ensures… more
- Citigroup (Getzville, NY)
- …**Qualifications** : + 10+ years of experience in operational risk management, compliance , audit , or other control-related functions in the financial services ... Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies. * Support oversight of the MCA program,...and decision making in line with the expectations of senior management, Board, and Regulators. + Manage the operations… more