- Capital One (Charlotte, NC)
- …Auditor (Experienced Senior Auditor), Consumer Lending (Hybrid) **Capital One's Audit function is a dedicated group of professionals focused on delivering ... tools** + **1+ years of experience in performing compliance audits** + **1 + years Audit experience in credit card, payments, operations, auto finance, third… more
- USAA (Charlotte, NC)
- …advising on security architecture, methods, and controls required to meet security, compliance , and audit requirements. + Familiarity with cloud and emergent ... Threat Fusion & Emulation (CTFE) Team is seeking Cyber Threat Intelligence Senior Engineer to operate and maintain USAA's Cyber Threat Intelligence infrastructure… more
- Cardinal Health (Raleigh, NC)
- …CRM, BRMS and legacy financial applications + Accountable for IT Controls, SOX compliance , and Audit findings on the SAP Pharma platform **_Qualifications_** + ... peer customers and suppliers at various management levels may interact with senior management + Execution and management of the Order to Cash functionality… more
- US Bank (Charlotte, NC)
- …members of the Legal Regulatory Group, the Law Division, Risk Management and Compliance , Audit , Finance, and Government Relations when providing legal subject ... Bank's business lines. The attorney will provide regulatory legal advice to senior management on new products and services, rulemakings, strategic business and… more
- American Express (Charlotte, NC)
- …consistent application of CRA methodology across business units. + Partner with Compliance Officers, Risk SMEs, Operational Risk, Audit , and other stakeholders ... risk rationales. + Develop executive reporting and dashboards for Compliance , Risk Committees, and senior leadership. +...a related field. + 10 years of experience in Compliance , Risk Management, Internal Audit , or a… more
- Grifols Shared Services North America, Inc (Research Triangle Park, NC)
- …non- compliance and implementing controls and mitigation strategies. 1c) Advise Grifols senior management on relevant export compliance issues and report any ... non- compliance matters to the senior management and/or the governing bodies. 1d) Determine jurisdiction,...addressed and corrected. 1h) Continuously review and improve the compliance program based on audit findings and… more
- Grant Thornton (Charlotte, NC)
- …internal audit functions, internal controls programs, and Sarbanes-Oxley (SOX) compliance programs + Work closely with partners and team members to promptly ... CISSP, CIA or CISM preferred + Experience establishing and operating Sarbanes-Oxley compliance programs and Internal Audit functions + Experience assessing and… more
- TD Bank (Charlotte, NC)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... processes.** + **Act as a thought partner to the Senior Manager, contributing to the team's roadmap, quality assurance...are a plus.** + **5+ years of experience in compliance , risk management, internal audit , or related… more
- American Express (Apex, NC)
- …BU, including leading action plan management process and escalating issues to senior management **Reporting, Policies and Procedures:** + Compliance metrics ... issue remediation, and corrective action planning + Coordinate with compliance , legal, risk, and audit teams to...risk trends + Act as a trusted advisor to senior leaders, supporting a culture of compliance … more
- American Express (Charlotte, NC)
- …rationales to promote consistency and defensibility across assessments. + Escalate material compliance risks, gaps, or assessment weaknesses to senior management ... organization, the Vice President will work closely with senior management, business units, and other risk functions to...+ **Experience:** + Minimum 15 years of experience in compliance , risk management, internal audit , or related… more