- Wells Fargo (Charlotte, NC)
- …to provide support and drive strategic initiatives for the business + Recommend compliance and risk management requirements for supported area and works with other ... + Risk & Control Mindset: Deep understanding of operational risk, compliance , and governance principles. + Analytical & Results-Oriented: Skilled at using… more
- Truist (Charlotte, NC)
- …GAAP and SEC regulations. + Partner with the Investor Relations team and senior stakeholders in the preparation of materials for the quarterly earnings release ... queries related to financial reports. + Prepare and review materials to senior leadership summarizing issues and communicating solutions as well as quarterly updates… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for executing testing and/or compliance monitoring indicators for assigned business unit, Consumer and Small ... policy, procedure and risk/control documentation. 9. Address material issues with senior management, including technical discussion of root cause and evaluation of… more
- Wells Fargo (Pineville, NC)
- …career" in the US Join us! **About this role:** Wells Fargo is seeking a Senior Branch Network Management Trainee (SAFE) for National Branch Network as part of the ... policies and procedures in alignment with applicable regulations, as well as audit and escalation procedures, and managing the allocation of people and financial… more
- Sumitomo Pharma (Raleigh, NC)
- …evaluation reports according to established safety governance policies and keeping senior leadership informed of safety issues. **Job Duties and Responsibilities** + ... evaluation, investigator site training, continuing education for internal staff, inspection/ audit readiness, audits, and inspections. + Prepares and presents safety… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …and well versed with Regulatory requirements. Under the direction of the Senior Director of Quality, this position is also responsible for implementing and ... managing the systems related to GxP compliance which includes, but is not limited to, the...is well defined + Responding to Internal and external audit observations with respect to investigation related observations. Serve… more
- Truist (Raleigh, NC)
- …standards and procedures. + Provide guidance on regulatory requirements; ensure compliance to program requirements, including response plans and exercises. + Works ... assigned Business Unit across all risk types to promote and strengthen compliance with applicable regulations, policies, procedures and risk program requirements. +… more
- SMBC (Charlotte, NC)
- …employees. **Role Description** The "Head of FCC Technology" at SMBC is a senior leadership role responsible for overseeing and managing the technology strategy for ... Financial Crimes Compliance (FCC). This role involves leading a team of...stakeholders, including FCC business leaders, internal technology teams, internal audit , external vendors and suppliers, to ensure technology solutions… more
- Burns & McDonnell (Charlotte, NC)
- …for this position include the following, with other duties assigned by senior management as needed: **Fostering Culture** + Advocate for safety within the ... line and drive a culture focused on safety and compliance with company and site safety policies + Actively...existing software to improve workflows for improved collaboration + Audit and benchmark current tools and processes across B&M… more
- City National Bank (Charlotte, NC)
- …FLoD IT Risk routines to ensure appropriate oversight, monitoring and escalation to senior leadership / CIO as needed for efficient risk management. In addition, ... relationship in the organization * Develop and communicate key messages to Senior Managers/Leaders and Regulators (Office of Comptroller of the Currency (OCC);… more