• Director, Global Markets Oversight

    TD Bank (New York, NY)
    …US and global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure successful delivery of program requirements. + Assist with ... regulatory and audit requests. + Provide backup to general AML compliance...to the enterprise best practices + Frequently interacts with senior /executive management + Acts as a key contact for… more
    TD Bank (09/21/25)
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  • VP, Global Control Room - Initiatives & Portfolio…

    TD Bank (New York, NY)
    …initiatives below: + **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology and key stakeholders ... report on the status of Global Control Room to senior leadership / governance and Boards. Assist the Global...Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries… more
    TD Bank (09/20/25)
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  • VP, Compliance - Regulatory Initiatives - Policies…

    TD Bank (New York, NY)
    …are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing notes, and other required documentation ... report on the status of Compliance policy and procedure initiatives to senior management, relevant boards and external stakeholders + Participate in special projects… more
    TD Bank (09/07/25)
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  • Compliance Specialist

    Shinda Management Corporation (Queens Village, NY)
    …Our property management portfolio consists of rental housing for family and senior residents, developments funded by the low-income housing tax credit program, ... reviewing EIV reports/corrections, repayment agreements, and process special claims + Pre- audit LIHTC/HUD and HOME tenant files for all properties including… more
    Shinda Management Corporation (09/03/25)
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  • Issues Management - Validation, VP

    MUFG (New York, NY)
    …determine if issues identified by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated + Work with BURMs' teams ... activities. + Oversee review process, provide updates on the review to senior leadership, and escalate any potential challenges. + Review management responses,… more
    MUFG (08/14/25)
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  • Director Internal Investigations - Operations

    MTA (New York, NY)
    …across all matters, and serve as a key advisor to management and senior leadership. This role is critical to maintaining integrity, due process, employee safety ... Vice President, Operations Program Support of Labor and Employee Relations, Senior Leadership , and Business Unit Leads with internal workplace investigations.… more
    MTA (08/14/25)
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  • GRC Compliance Analyst

    PSEG Long Island (Bethpage, NY)
    …Summary** This position is a direct report to the Technology Group Product Manager . The NERC Compliance Specialist is responsible for ensuring compliance with NERC ... operational compliance activities goals including: gathering current state and periodic audit readiness and working closely with technology functions to ensure goals… more
    PSEG Long Island (10/01/25)
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  • Community Branch Management Program - Upstate

    M&T Bank (Camillus, NY)
    …classroom training, departmental overview presentations and observations, interactions with Senior Leadership across the Retail Bank, and special projects that ... which will vary by market and are assigned by the mentoring manager . **Primary Responsibilities:** + **Community Branch Management Program** **Core Training** -… more
    M&T Bank (09/04/25)
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  • Controller - Specialty Finance

    Neuberger Berman (New York, NY)
    …basis and prepare ad hoc calculations + Review management fee calculations + Assist audit and tax professionals in year-end audit and tax reporting + Prepare ... relations answer LP questions + Various ad-hoc requests from senior management and portfolio managers + Assist with SEC...act and operate independently with minimal daily direction from manager to accomplish objectives + Proficiency with email and… more
    Neuberger Berman (08/08/25)
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  • VP, Volcker Program Governance

    TD Bank (New York, NY)
    …Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The ... will work with you to meet your needs. The Manager II, Governance & Control leads and manages a...achieve business results + Presents and makes recommendations to senior management and executives + Ensures an integrated approach… more
    TD Bank (08/21/25)
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