- MTA (New York, NY)
- …solutions regarding employee disputes and complaints with respect to manager /employee situations, employee engagement, performance issues, respectful workplace, and ... Workforce Relations professional at meetings and inter-agency forums. + Responds to Audit , IG, and Department of Diversity investigations and general inquiries, and… more
- SitusAMC (New York, NY)
- …completed in a timely manner while adhering to all internal control requirements, audit standards, and client service levels. + Work with Director and Asset ... and other functional responsibilities, and provide recommendations for resolution to upline manager . + Perform QC of completed product and communicate results to… more
- TD Bank (New York, NY)
- …issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade ... Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries related to TDS's… more
- TD Bank (New York, NY)
- …on the status of Compliance policy, procedure and training initiatives to senior management, relevant boards and external stakeholders + Participate in special ... for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. +… more
- BMO Financial Group (New York, NY)
- …the maintenance of required internal control standards, including adherence to audit , regulatory and compliance policies. + Leads various strategic initiatives from ... acquisition due diligence and integration activities when required, works with senior leadership to support business initiatives consistent with the Bank's risk… more
- TD Bank (New York, NY)
- …laundering, terrorist financing and sanction risks & present to CFCRMO, General Counsel, Audit Committee, CEO Management Committee & senior management + Oversees ... provides FCRM advice, effective challenge and support to TDS + Interacts/communicates with senior executives about the status of the overall FCRM program and within… more
- Neuberger Berman (New York, NY)
- …control enhancements + Prepare and deliver reports and presentations to senior management, regulators, and relevant committees on control effectiveness, open issues, ... financial services, with significant experience in business controls, risk management, audit , or compliance within Wealth Management, Private Banking, or a similar… more
- Amalgamated Bank (New York, NY)
- …performance and risk trends to relevant committees, relationship owners, senior /executive management, and executive sponsors. Develop, establish, and report metrics ... + Process Improvement: Actively engagement Program constituents (eg, relationship owners, senior management, and executive sponsors) across the Bank to identify… more
- M&T Bank (Buffalo, NY)
- …projects with a large amount of independence. Provide comprehensive advice/options to senior management in an expert capacity for use in setting and realizing ... junior team members. + Possess ability to direct/persuade/influence peers and manager " + Conduct independent research and complex analytical projects involving… more
- Fujifilm (Albany, NY)
- **Position Overview** The Purchasing Compliance Analyst reports to the Associate Manager of HLUS Strategic Sourcing and Indirect Purchasing. The Purchasing ... risks, and opportunities for improvement; prepare reports and dashboards for senior management review. + Lead cross-functional compliance review meetings with… more