- TD Bank (New York, NY)
- …regulatory environment and related implications to identity management, security and audit compliance . **Customer Accountabilities:** + Understands and supports ... the design and Implementation of frameworks, standards, and processes to meet banks Audit & Compliance requirements. + Supports any regulator exam, audit… more
- TD Bank (New York, NY)
- …is desirable. + Proficiency with Microsoft Word, Excel and PowerPoint. The Senior Compliance Office provides advice, guidance and support to business ... provide you more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk… more
- University of Rochester (Rochester, NY)
- …audits of on-campus and off-campus dining and retail locations to ensure compliance with local safety regulations, Monroe County Health Department standards, and ... Monroe County Health Board. Develops comprehensive action plans based on audit findings and regulatory updates, guiding location managers in proactively preventing… more
- Bank of America (New York, NY)
- Senior Audit Manager - Vendor Manager Charlotte, North Carolina;New York, New York **To proceed with your application, you must be at least 18 years of ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Senior - Audit - Manager Vendor- Manager \_25029066) **Job… more
- Citigroup (Getzville, NY)
- …ensure that the appropriate controls are in place and operating effectively. As a senior member of the Markets Operations Risk and Control team, the position will ... new business initiatives; Issue and incident governance; internal and external audit preparation and facilitation. **Responsibilities:** + Work with Management on… more
- Lockheed Martin (Uniondale, NY)
- …including data analysis, visualization, configuration and management * Experience with Q\- Audit and Q\- Compliance * Experience with ePO, including managing ... **Description:** Ensure compliance to governing documents and security policies and...an Information System Security Officer or Information System Security Manager , with a strong understanding of DoD Security Directives,… more
- American Express (New York, NY)
- …internal capabilities and technologies. **About the Role:** We are seeking an experienced Audit Manager with a strong interest and expertise in capital planning ... SR 15-19, Regulation Q, Regulation Y, the Enhanced Prudential Standards (Regulation YY), SR 12-7, among others + Collaborate with audit teams to understand… more
- Citigroup (New York, NY)
- The Audit Manager is an intermediate level role...of model risk policy/procedure , SR 11/7, SR 15/18, OCC 11/12 * Audit experience is ... and assessments of Citi's risk and control environments in coordination with the Audit team. The overall objective is to utilize in-depth subject matter expertise to… more
- Synchrony (New York, NY)
- …Internal Audit is a strategic leader and critical member of the Internal Audit Senior Leadership Team (SLT). This role will lead teams of experienced ... auditors providing control assurance over Risk, Compliance , AML/BSA, Models, Credit, and Growth risks. The incumbent...the Chief Audit Executive (CAE) and the Audit Senior Leadership Team (SLT) on developing… more
- Capital One (New York, NY)
- AML Compliance Advisor Senior Manager ...be regularly worked. Chicago, IL: $155,300 - $177,200 for Compliance Advisor Sr . Manager McLean, ... Capital One is seeking a Senior Manager AML Compliance Advisor to develop and...VA: $170,800 - $194,900 for Compliance Advisor Sr . Manager New York, NY: $186,300 -… more