- TD Bank (Charlotte, NC)
- …specialized/ad hoc training and reporting, as required.** ** Compliance Business Oversight Manager ** **Reporting to the Senior Manager , the Compliance ... Business Oversight Manager will support the Enterprise Compliance Regulatory Change Program, including governance, oversight, technology, and processes. The… more
- Compass Group, North America (Charlotte, NC)
- …company as we continue to raise the bar. Job Summary Location: Remote Reporting to: Internal Audit Manager Travel: Up to 30% We are seeking a highly motivated ... Senior Internal Auditor to join our dynamic Internal Audit team. In this role, you will be instrumental...risks, and recommending strategic improvements that drive efficiency and compliance . This role is ideal for someone looking to… more
- Bank of America (Charlotte, NC)
- …Qualifications:** + Ideal candidate would have experience with financial services audit / compliance and/or front-line wealth management experience **Shift:** 1st ... Senior Auditor Charlotte, North Carolina;Pennington, New Jersey **To...responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities… more
- Lowe's (Mooresville, NC)
- **Your Impact** The primary purpose of this role is to work closely with the Audit Manager , Senior Auditor II, and project teams by actively participating in ... planning, developing and executing of audit testing, and preparing inputs to written communication and deliverables for audit engagements involving the use of… more
- TD Bank (Charlotte, NC)
- …and management-level governance processes.** + **Act as a thought partner to the Senior Manager , contributing to the team's roadmap, quality assurance efforts, ... appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance ...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- TD Bank (Charlotte, NC)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance **Employee/Team Accountabilities:** ... context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and...with FCRM partners and other related groups (such as Compliance , Legal and Risk etc.) to support creation of… more
- Elevance Health (Winston Salem, NC)
- …new or less experienced auditors. + May support internal and external audit / compliance groups with various activities that may include, testing, documentation, ... **Internal Auditor, Senior ** **Location:** This role requires associates to be...complex IT/IS environment. + Experience with Governance, Risk and Compliance (GRC) systems (eg, Workiva WDesk, Highbond, Audit… more
- United Therapeutics (Research Triangle Park, NC)
- …This includes partner relations, management of vendors and partners, compliance with respective Pharmacovigilance Agreements (PVAs) and Vendor Oversight Plans ... in third party contracting and management processes + Solid understanding of audit processes, planning, and readiness activities + Advanced medical and scientific… more
- Xylem (Charlotte, NC)
- …to exceeding customer expectations through innovative and sustainable solutions. **Overview:** The **Program Manager - Trade Compliance ** will play a key role in ... program strategy, including end to end delivery, and communicating results to senior leadership + Experience working with trade compliance systems (preferably… more
- Fifth Third Bank, NA (Charlotte, NC)
- …to Senior Management regarding their business lines (Legal, Audit , and Senior level Operating Committees). + Works with Sr . leadership to set strategic ... currency + Five years of related work experience, preferably with a BSA/AML compliance department, internal audit , regulated FinTech, or regulatory agency. CAMS… more