- TD Bank (New York, NY)
- …of findings identified in data integrity reviews which are provided to Senior Management across Business and Compliance Teams. Additionally, you will provide HMDA ... response to periodic examinations by regulatory agencies and internal audit , ad-hoc requests related to the HMDA LAR, business...and team members + Scope of role may have enterprise impact + Focuses on short to medium -… more
- GovCIO (Albany, NY)
- …Radford, VA and will be a remote position. **Responsibilities** The Senior Cybersecurity Incident Response Administrator (Information Assurance Engineer - Senior ... and anomalies. + Experience coordinating with Cyber Security Service Providers for audit logs and incident response. + Participation in SW Assurance reviews for… more
- PSEG Long Island (Bethpage, NY)
- …Summary** This position is a direct report to the Technology Group Product Manager . The NERC Compliance Specialist is responsible for ensuring compliance with NERC ... operational compliance activities goals including: gathering current state and periodic audit readiness and working closely with technology functions to ensure goals… more
- M&T Bank (Buffalo, NY)
- …bank performance and macroeconomic environment to plan initiatives to accomplish enterprise -wide goals around the Counterparty Credit Risk (CCR) Management. Directly ... analysis across IR, FX and non-derivative transactions + Provide CCR slides for senior management discussion and risk governance committees + Perform wrong way risk… more
- TD Bank (New York, NY)
- …on short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business ... and front-office decision-making. You'll work with Equities Sales, Trading, Research, senior management, and TDS Technology to develop data infrastructure and… more
- BMO Financial Group (New York, NY)
- …the manager . + Evaluates circumstances requiring exceptions and engages senior management for resolution where required. + Resolves standard and relatively ... straightforward issues, referring non-routine issues to more senior team members and/or manager . + Identifies business needs, designs/develops tools and training… more
- TD Bank (New York, NY)
- …responses + Prepare reporting and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of impacted TD entities + ... for a significant area(s)/broad business units of Compliance that typically has enterprise wide impact or accountability. + Position deals with senior /executive… more
- TD Bank (New York, NY)
- …and record retention. + Conduct quality assurance of MAs against the enterprise standards and help to maintain efficient and effective coverage. + Maintain ... Support issue management and support a culture of compliance across the enterprise . + Participate in, and contribute towards, working groups and collaborative… more
- BMO Financial Group (New York, NY)
- …outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise Compliance Program, and the Global Compliance Manual (GCM) and supporting ... implementation of necessary changes. + Stakeholder Collaboration: Work closely with senior management, legal, compliance, and other relevant stakeholders to promote… more
- TD Bank (New York, NY)
- …issues, implement controls to prevent recurrence, and enhance reporting mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade ... Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries related to TDS's… more
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