- Bloomberg (New York, NY)
- Operational Risk Manager - Regulatory Mapping - 12 month contract Location New York Business Area Legal, Compliance, and Risk Ref # 10045734 **Description & ... Company's businesses, operational risk programs (across technology, information security, enterprise risk management, business continuity, third-party) and regulatory-related controls.… more
- American Express (New York, NY)
- …analytics and reporting on credit findings (eg, finding themes etc.) **Internal Audit , Regulatory and Enterprise Risk Management (ERM) Support** + Coordinate ... include governance, reporting & analytics, working with stakeholders across the enterprise , regulatory support and building capabilities. The incumbent will report… more
- American Express (New York, NY)
- …open and historical data issues, ensuring accurate documentation, traceability, and audit readiness. + Collaborate with various stakeholders to proactively identify ... across issue types. + Produce regular reporting and dashboards for senior leadership, risk committees, and regulatory stakeholders, highlighting risk concentrations,… more
- TD Bank (New York, NY)
- …) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... TD Securities (Globally), ensuring a strategic, risk-based approach for alignment with Enterprise Change Governance Standards. The position has a high level of… more
- TD Bank (New York, NY)
- …Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The ... approach with other business areas, the broader organization and enterprise control functions. + Build and cultivate an environment...will work with you to meet your needs. The Manager II, Governance & Control leads and manages a… more
- M&T Bank (Buffalo, NY)
- …with professional auditing standards. The jobholder reports to an Audit ( Senior ) Manager . **Supervisory/Managerial Responsibilities:** **Education ... annual risk assessments, continuous auditing, and remediation plan validations. Communicate audit progress and findings to Bank management and oversee Auditors (as… more
- TD Bank (New York, NY)
- …overall discipline and strategy for the AML/ATF area while aligning to the enterprise best practices + Frequently interacts with senior /executive management + ... US and global FCRM teams, business and operations stakeholders, and risk and audit partners to ensure successful delivery of program requirements. + Assist with… more
- Bank of America (New York, NY)
- …Regulatory requirements. Employees at this level are often required to interact with senior management within Operations and across the firm as part of the annual ... * Participate and represent the reporting function to control partners (eg, Audit and Compliance) * Identify, track, and remediate errors/breaches, data issues and… more
- Citigroup (New York, NY)
- The Director, HR Legal is a Senior Lead Counsel 2 (Employment & HR) role and is a senior level position responsible for serving as subject matter expert and key ... support the Banking organization and also provide legal support for enterprise business strategies and initiatives including Board committee reporting. This role… more
- M&T Bank (Buffalo, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by… more
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