- Neuberger Berman (New York, NY)
- …+ Member of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + Experience managing ... of the Fund Administrator responsible for the preparation of the quarterly financial statements, capital account statements, capital calls and distribution notices +… more
- BMO Financial Group (New York, NY)
- **MANDATE** The Team Lead, Administration reports directly to the Senior Business Manager in I&CB Strategy & Business Management. The incumbent is a direct ... manager for the Administrative and Executive assistants and key...and controls are implemented and adhered to - Ensure audit /regulatory guidelines and requirements are adhered to **AUTHORITIES:** This… more
- TD Bank (New York, NY)
- …required + 10+ years' experience required preferably in Risk Management, Regulatory, or Audit in the financial services industry + Proven ability to manage ... of Business:** Risk Management **Job Description:** **The Regulatory Relationship Manager II** provides strategic oversight, assistance, and relationship management… more
- TD Bank (New York, NY)
- …) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager , Governance and Control, the Manager supports ... Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **Job Accountabilities:** +… more
- KeyBank (Buffalo, NY)
- …and laws. + Develop and maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, and Audit . **Required ... 3 years of banking operations, risk management (operational and/or compliance), and/or audit experience with a strong focus on risks and controls and risk-based… more
- TD Bank (New York, NY)
- …initiatives below: + **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology and key stakeholders ... report on the status of Global Control Room to senior leadership / governance and Boards. Assist the Global...Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries… more
- S&P Global (New York, NY)
- …plans, ensuring transparency and accountability. + Provide clear, concise updates to senior executives, audit , and the board, demonstrating strategic insight and ... key operational initiatives across the department. You will collaborate with senior executives, subject matter experts, and cross-functional partners to deliver… more
- MUFG (New York, NY)
- …heard and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across ... With a vision to be the world's most trusted financial group, it's part of our culture to put...discovered issues. + Participate in regulatory agency / internal audit inspections, project remediation, and maintain working knowledge of… more
- MTA (New York, NY)
- …across all matters, and serve as a key advisor to management and senior leadership. This role is critical to maintaining integrity, due process, employee safety ... Vice President, Operations Program Support of Labor and Employee Relations, Senior Leadership , and Business Unit Leads with internal workplace investigations.… more
- TD Bank (New York, NY)
- …Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The ... will work with you to meet your needs. The Manager II, Governance & Control leads and manages a...achieve business results + Presents and makes recommendations to senior management and executives + Ensures an integrated approach… more
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