- TD Bank (New York, NY)
- …judgment regarding responsiveness and appropriateness.** **In this position, the** **Compliance Audit and Exam Manager ** **will lead assigned audits and ... identify potential concerns, and escalate as necessary. The Compliance Audit & Exam Manager will prepare regular...context and advice; influences and gains alignment across increasingly senior stakeholders + Works autonomously as the lead and… more
- Scotiabank (New York, NY)
- Audit Manager , US Risk Management **Requisition ID:** 231825 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline ... environment and work with management to find solutions to address control weaknesses. The Audit Manager contributes to the overall success of the Audit … more
- Scotiabank (New York, NY)
- Audit Manager , IT - US Audit **Requisition ID:** 233521 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline ... clients across industries! We work together to drive ambition for every future! **Purpose** The Audit Manager contributes to the overall success of the Audit … more
- HSBC (Buffalo, NY)
- …function + Clearly communicate issues and associated risks to the stakeholders and assist the Senior Audit Manager in drafting audit observations and ... through its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Regulatory Compliance, Conduct and Legal (RCCL) Audit … more
- SMBC (New York, NY)
- …reports that clearly articulate results, conclusions and recommendations for review with senior audit management and auditees. + Challenge the ongoing coverage ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...to its employees. **Overview** SMBC is seeking an experienced Audit Vice President with a minimum of 7 years'… more
- Fedcap (New York, NY)
- …controls, assist with remediation and implementing viable solutions, prepare and present audit findings to both senior management and divisional management ... Position Summary The Internal Audit and Compliance Controller - will take ownership...Regulatory Agency audits; Coordinate and collaborate with the Accounting Manager to implement proper accounting policies and procedures. In… more
- SMBC (New York, NY)
- …a competitive portfolio of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the ... financial industry to lead audit coverage of...audit team. + Effectively communicate with stakeholder and audit senior management to clearly articulate … more
- Fannie Mae (New York, NY)
- …care so that you can deliver on the following responsibilities: * Lead model risk audit execution on a wide range of financial risk modeling areas including ... issuing an overall opinion on internal controls and risk management practices to senior management; executing audit work, drafting, supporting and communicating … more
- Capital One (New York, NY)
- AML Compliance Advisor Senior Manager Capital One is seeking a Senior Manager AML Compliance Advisor to develop and lead a newly created "Know Your ... payments network. To develop and maintain this program, the Senior Manager AML Compliance Advisor will be...worked. Chicago, IL: $155,300 - $177,200 for Compliance Advisor Sr . Manager McLean, VA: $170,800 - $194,900… more
- TD Bank (New York, NY)
- …provides clear, timely, and comprehensive reporting on key control issues + Manages the audit function's financial budget within plan and risk parameters + Stays ... of Broker-Dealer operations, Investment Banking, Research, and Capital Markets + Senior leadership experience, ideally with a financial management background… more