- Raymond James Financial, Inc. (New York, NY)
- **Job Summary** The Senior Manager , Market Risk Manager will play a key role in the independent oversight and reporting of market risk exposures ... understanding of financial markets, and the ability to communicate risk issues effectively to senior stakeholders. **Essential...breaches or emerging risks. + Support regulatory and internal audit requests related to market risk . +… more
- KeyBank (Buffalo, NY)
- …+ Education/Background: Bachelor's degree + Minimum 3 years of banking operations, risk management (operational and/or compliance), and/or audit experience with ... As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and...Develop and maintain strong, collaborative relationships with mid to senior level management, other internal clients and peers, and… more
- TD Bank (New York, NY)
- …from Internal Audit and regulators + Maintains a culture of risk management and control, supported by effective processes in alignment with risk ... of America **Hours:** 40 **Line of Business:** Financial Crime Risk Management **Pay Detail:** $128,000 - $165,000 USD TD...global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML compliance… more
- Highmark Health (Buffalo, NY)
- …to the Organization's project management methods, project life-cycle methodologies, and audit requirements. Support and contribute to the improvement of project ... degree **EXPERIENCE** **Required** + 4 years of experience in a project manager role **Preferred** + PMP certification or equivalent training + Healthcare Insurance… more
- BMO Financial Group (New York, NY)
- …actions are taken. + Reporting and Communication: Prepare and present reports on conduct risk issues to senior management and the board of directors, providing ... clients around the world. #bmocapitalmarkets **MANDATE** The VP, Capital Markets Conduct Risk Management, is a member of the Regulatory Portfolio team within Capital… more
- Capital One (New York, NY)
- …Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a… more
- Capital One (New York, NY)
- …(Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate within a… more
- TD Bank (New York, NY)
- …audit experience reviewing corporate treasury functions across liquidity risk , ALM, and investment portfolio management **Customer Accountabilities:** + ... **Line of Business:** Governance & Control **Job Description:** Experienced governance, risk and control professional who proactively leads a diverse portfolio of… more
- M&T Bank (Buffalo, NY)
- …analysis across IR, FX and non-derivative transactions + Provide CCR slides for senior management discussion and risk governance committees + Perform wrong way ... **Overview** Responsible for in-depth monitoring, evaluation, and risk identification on the Bank's exposure to counterparty and Investment credit risks, including… more
- American Express (New York, NY)
- …readiness + Establish and enforce governance frameworks, change controls, and audit -compliant documentation. + Own end-to-end execution-from epic and PI planning to ... project management software tools, templates, and management techniques + Experience in risk management disciplines + Working knowledge of agile and lean software… more