- TD Bank (New York, NY)
- …with other related Company departments, including parent company, executive management, legal, audit , loan review, other risk departments and others to ensure ... below + 20+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a… more
- TD Bank (New York, NY)
- …to the Associate Vice-President and Managing Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses globally in ... part of the key accountabilities of the role, the Senior Manager will: + Develop and implement...and assesses whether the Business is adhering to internal ( risk management, oversight function and audit ) and… more
- SMBC (White Plains, NY)
- …As part of SMBC Americas' strategic transformation, we are seeking a Senior Program Manager for delivering enterprise-wide Artificial Intelligence governance and ... and drive accountability and performance across the program team + Serve as a senior liaison between business, technology, compliance, and risk teams to ensure… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + **Equity Aggregation:** Oversee the TDS Equity ... Global Control Room enhancements. + **Issues Management:** Track and manage Regulatory and Audit Findings related to Global Control Room to ensure that such findings… more
- Binghamton University (Binghamton, NY)
- …Team; Information Technology Team; Accounting Services Team; and Constituent Relations Manager . The AVP will participate in agency policy formulation. PRIMARY ... University's and the Foundation's values; + oversee relationships with legal, banking, audit , and insurance professionals; + set guidelines and standards to measure… more
- Bank of America (New York, NY)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... at this level are often required to interact with senior management within Operations and across the firm as...impact to the firms Regulatory, Financial, Reputational and Operational risk to the Bank. On a tri-annual basis this… more
- TD Bank (New York, NY)
- …and business activities + Drafting file memos and documenting tax positions for audit preparedness + Providing tax counsel to the corporate tax compliance and tax ... audit functions + Monitoring and assessing the impact of...financial products is a plus The Director, Specialized Finance Manager , TDS provides top technical expertise for overall functional… more
- TD Bank (New York, NY)
- …short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities ... also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit ) to...be able to foster and maintain key relationships with senior Business Leaders or stakeholders. + Proactive and quick… more
- MTA (New York, NY)
- …Manhattan's Central Business District Congestion Relief Zone. Reporting directly to the Senior Vice President of Environmental, Safety and Health, the Vice President ... of Environmental Compliance is a senior -level position within the Environmental, Health & Safety department, with independent and significant decision-making… more
- City National Bank (New York, NY)
- …other regulatory affairs. * For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT FOR YOU?* *Compensation*Starting base ... validate corrective actions. * Challenge and aggregate front line risk assessments and report results/recommendations to senior ...* Minimum 10 years of management experience in compliance, risk management or audit . * Minimum 7… more