- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... a new compliance structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be strategic, tactical, collaborative and… more
- M&T Bank (Buffalo, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by… more
- M&T Bank (Buffalo, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by… more
- Citigroup (New York, NY)
- …Deliver on all targeted improvement programs. + **Role** This role serves as the senior Services Operations manager directly managing a team of ~300+ (for ... model across Services lines of business (d) Build strong risk / controls focus, ensure minimal surprises and (e)...countries that are centralized in processing hubs globally. The Manager will be responsible to provide best-in-class service to… more
- City National Bank (New York, NY)
- …and training for new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with the ... WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, identifying risks...* Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and… more
- M&T Bank (Buffalo, NY)
- …Credit Regional Segment Director is responsible for overseeing the credit risk management, underwriting strategies, and portfolio management for Leveraged Lending ... quality and performance of the loan portfolio align with the bank's risk appetite and regulatory requirements. **Primary Responsibilities:** + Lead team that… more
- TD Bank (New York, NY)
- …initiatives below: + **Global Control Room Portfolio Management** : Work with the senior members of the Global Control Room, DDI, technology and key stakeholders ... report on the status of Global Control Room to senior leadership / governance and Boards. Assist the Global...Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries… more
- M&T Bank (New York, NY)
- …participation in classroom training, observations of departmental presentations, interaction with senior management, peer networking, and working in teams on two ... vary by department and are assigned by the department manager . The position may be responsible for additional projects...as with project sponsors, internal and external contacts, and senior management. Teams make a presentation to senior… more
- University of Rochester (Rochester, NY)
- …present, and submit comprehensive reports on compliance status, audit results, risk assessments, and other relevant documentation to senior leadership and ... meet all applicable legal, regulatory, and contractual obligations, while also advising senior leadership on compliance risks, audits, and legal concerns related to… more
- TD Bank (New York, NY)
- …with US GAAP and IFRS. + Assist with external and internal audit requests, including reconciliations, document organization, and inquiry responses. + Improve data ... independently and collaboratively under tight deadlines. The VP, Specialized Finance Manager , TDS provides seasoned specialized knowledge, advice and/or guidance to… more