- M&T Bank (Buffalo, NY)
- …accounting or equivalent experience at a major financial institution at senior manager /director level CPA/CFA certifications Experience in financial reporting ... operations and activities for department responsibilities. + Coach and develop senior managers for a sustainable bench-strength and resource planning. + Advise… more
- M&T Bank (Buffalo, NY)
- …designing, implementing, and enhancing our cybersecurity vulnerability platforms and risk posture across our large-scale infrastructure, applications and systems. ... security systems or solutions with significant complexity and moderate risk , ensuring alignment with cybersecurity objectives and organizational needs.** **Configure… more
- TD Bank (New York, NY)
- …and business conduct issues + Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + ... onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments...distill and summarize the problems, and recommend solutions to senior management + A self-starter who can think critically… more
- TD Bank (New York, NY)
- …Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance ... including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and independent oversight… more
- M&T Bank (Buffalo, NY)
- …overseeing approval process and invoicing. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and ... savings and efficiencies. + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance… more
- TD Bank (New York, NY)
- …on short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business ... is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit ) to assess risks, develop and… more
- Raymond James Financial, Inc. (New York, NY)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... in order to implement corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design, planning, and execution of testing… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Assist in drafting and maintaining comprehensive ... are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing notes, and other required documentation… more
- M&T Bank (Buffalo, NY)
- …work on projects, and provide analytical and operational support under guidance of a manager or more senior analyst. **Banking Services: Who are We?** Banking ... to ensure key controls are in place to minimize risk to our clients, shareholders, and employees and provides...control standards, including timely implementation of internal and external audit points together with any issues raised by external… more
- Neuberger Berman (New York, NY)
- …Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion ... In addition, this role will provide a high level of direct interaction with senior personnel on both the investment and non-investment teams of the firm. The role's… more