- City of New York (New York, NY)
- …providers and investigates areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance, internal and external ... and federal regulating agencies and government authorities, as it pertains to Audit and Risk Management. - Coordinate NYC Aging leadership to formally respond to… more
- M&T Bank (Buffalo, NY)
- …for sales opportunities, account opening and lead-focused outbound calling) and Risk Management ( audit requirements, fraud prevention, Know Your Customer ... classroom training, departmental overview presentations and observations, interactions with Senior Leadership across the Retail Bank, and special projects that… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...identified in data integrity reviews which are provided to Senior Management across Business and Compliance Teams. Additionally, you… more
- RELX INC (New York, NY)
- …and handoffs. + Report progress and outcomes to the AI Benchmarking Manager and senior stakeholders. Strategic Alignment, Business Engagement & Relationships ... and compliance guardrails to contextualize product performance. + Maintain audit -ready documentation for methods, datasets, rater guidance, analyses, and outcomes.… more
- M&T Bank (Buffalo, NY)
- …accounting or equivalent experience at a major financial institution at senior manager /director level CPA/CFA certifications Experience in financial reporting ... operations and activities for department responsibilities. + Coach and develop senior managers for a sustainable bench-strength and resource planning. + Advise… more
- M&T Bank (Buffalo, NY)
- …designing, implementing, and enhancing our cybersecurity vulnerability platforms and risk posture across our large-scale infrastructure, applications and systems. ... security systems or solutions with significant complexity and moderate risk , ensuring alignment with cybersecurity objectives and organizational needs.** **Configure… more
- M&T Bank (Buffalo, NY)
- …custom correlation rules, and detection models tailored to the organization's unique risk profile and threat landscape. + Architect and implement advanced methods ... resolution of complex support issues. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's… more
- TD Bank (New York, NY)
- …and business conduct issues + Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + ... onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments...distill and summarize the problems, and recommend solutions to senior management + A self-starter who can think critically… more
- TD Bank (New York, NY)
- …Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance ... including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The incumbent provides strategic guidance and independent oversight… more
- M&T Bank (Buffalo, NY)
- …overseeing approval process and invoicing. + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and ... savings and efficiencies. + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance… more