- TD Bank (New York, NY)
- …on short to medium-term issues (eg 6-12 months) + Generally reports to a Senior Manager or above **Education & Experience:** + Undergraduate degree in Business ... is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit ) to assess risks, develop and… more
- Raymond James Financial, Inc. (New York, NY)
- …and executes remediation efforts for any identified issues with minimal guidance/support from Supervisor/ Manager ; assists the Manager or Senior Analyst in ... in order to implement corrective action plans for any identified issues + Assists Manager or Senior Analyst in the design, planning, and execution of testing… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Assist in drafting and maintaining comprehensive ... are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing notes, and other required documentation… more
- M&T Bank (Buffalo, NY)
- …work on projects, and provide analytical and operational support under guidance of a manager or more senior analyst. **Banking Services: Who are We?** Banking ... to ensure key controls are in place to minimize risk to our clients, shareholders, and employees and provides...control standards, including timely implementation of internal and external audit points together with any issues raised by external… more
- Neuberger Berman (New York, NY)
- …Founded in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities worldwide, the firm manages $515 billion ... In addition, this role will provide a high level of direct interaction with senior personnel on both the investment and non-investment teams of the firm. The role's… more
- PSEG Long Island (Bethpage, NY)
- …Summary** This position is a direct report to the Technology Group Product Manager . The NERC Compliance Specialist is responsible for ensuring compliance with NERC ... operational compliance activities goals including: gathering current state and periodic audit readiness and working closely with technology functions to ensure goals… more
- M&T Bank (Amherst, NY)
- …work on projects, and provide analytical and operational support under guidance of a manager or more senior analyst. **Banking Services: Who are We?** Banking ... Operations Development Program activities. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more
- Meta (New York, NY)
- …to manage through influence internally and externally at the most senior , executive levels is required. **Required Skills:** Director, Vendor Operations ... a central team in charge of vendor partner strategy, operational excellence, risk and compliance, vendor communications and change management. 3. Strategy: Define… more
- BMO Financial Group (New York, NY)
- …the manager . + Evaluates circumstances requiring exceptions and engages senior management for resolution where required. + Resolves standard and relatively ... straightforward issues, referring non-routine issues to more senior team members and/or manager . + Identifies business needs, designs/develops tools and training… more
- TD Bank (New York, NY)
- …regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Design and implement a robust regulatory inquiries ... and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of...abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis… more