- Scotiabank (New York, NY)
- …of relevant experience covering financial crimes (BSA/AML, OFAC) as an internal auditor (third-line or defense) and/or compliance professional (second line of ... Senior Audit Manager, US AML Audit **Requisition ID:**...the Bank Secrecy Act and OFAC regulations, guidance, and regulatory expectations. The candidate will lead AML audits to… more
- City National Bank (New York, NY)
- …and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), and/or Certified Financial ... in a compliance advisory role supporting consumer banking on matters of regulatory compliance . The role will be responsible for managing and maintaining… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** **Job Posting Title:** Senior Manager, Product Control - Securities Financing/Prime Services/Prime Brokerage The ... advice to key control partners and the TDS front office. As a ** Senior Manager** covering **the Securities Financing and Prime Services/Brokerage businesses** in the… more
- Mohawk Valley Health System (New Hartford, NY)
- Compliance Coding Specialist - Hybrid - Full time - Days Department: LEGAL AND COMPLIANCE Job Summary The Internal Auditor - Compliance will oversee the ... will play a key role in assessing and improving the effectiveness of the compliance program across the organization. The Internal Auditor - Compliance … more
- M&T Bank (Buffalo, NY)
- …of reporting and documentation, such as writing standards or reviewing non- compliance to standards, creating targeted risk assessments, or reporting on findings, ... or leading risk controls self-assessments. + Lead compliance efforts for respective function, ensuring adherence to industry regulations and standards through… more
- Deloitte (Rochester, NY)
- …Manager in our Engagement Consultation team, you'll be on the cutting edge of regulatory compliance , focusing on auditor independence rules and their impacts ... of Independence requirements for professional auditing firms + Experience in regulatory compliance and/or analysis and interpretation of rules, regulations,… more
- Anywhere Real Estate (New York, NY)
- …government regulations for the protection of sensitive information. Our Privacy and Compliance Analysts manage data, regulatory and operational risks related to ... well as internal and external customers. The Data Privacy and Compliance Analyst is responsible for assessing applications, policies/procedures, and business… more
- MUFG (New York, NY)
- …of our recruitment team will provide more details. **Job Summary:** The Associate Auditor II role within the Internal Audit function is responsible for executing ... and control processes. It reports to either a VP, Audit Lead or a Director, Sr . Audit Lead. This role includes, but is not limited to, execution of end-to-end audit… more
- Saint Lawrence Seaway Development Corporation (Massena, NY)
- …structures, control systems, propulsion systems, safety systems, or machinery as a senior level marine surveyor, inspector, engineer, auditor , advisor; senior ... on foreign flagged vessels entering the St. Lawrence Seaway to verify compliance with Seaway system regulations and ensures ships comply with United States… more
- SMBC (New York, NY)
- …financial related regulatory expectations for Treasury and Accounting activities ie, ( SR 16-3, SR10-1, BIS SRP31, ASC 820) * Expert knowledge of audit ... The ideal candidate will be responsible for overseeing complex audits as an Auditor in Charge, ensuring work is performed in accordance with IIA standards and… more