- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... subject matter expert to Wells Fargo Internal Audit staff, senior management, and business partners on regulatory ...preferably within a large bank + Working knowledge of SR 11-7 and OCC 2011-12 supervisory guidance + Solid… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... subject matter expert to Wells Fargo Internal Audit staff, senior management, and business partners on regulatory ...PhD in a quantitative discipline * Working knowledge of SR 11-7 and OCC 2011-12 supervisory guidance, Basel -… more
- Truist (Raleigh, NC)
- …challenge outcomes of first-line-of-defense risk program execution. 6. Monitor legal, regulatory , compliance and audit matters for assigned Enterprise Technology ... and reporting of technology risk and other related risks (eg, operational, compliance ) within Enterprise Technology. 2. Serve as a subject matter expert and… more
- Highmark Health (Raleigh, NC)
- …team of specialists. Identify, develop, coordinate, and implement legislative, regulatory , sub- regulatory , and licensing / accreditation requirements.Perform ... ongoing monitoring and analysis of external regulatory and industry intelligence, collaborating with impacted stakeholders, and providing regular, executive… more
- Cardinal Health (Raleigh, NC)
- …frameworks (eg, NIST, HITRUST, COBIT, COSO, and ISO) to drive IT Privacy regulatory compliance . + Prior experience working with Internal or External Audit ... technology. We currently have a career opening for a Sr . Engineer, Information Security and Risk, who will play...Act) as well as relevant control frameworks to drive compliance to those regulatory requirements, while working… more
- NTT America, Inc. (Charlotte, NC)
- …crimes advisory services in support of the third line of defense, uphold regulatory compliance standards, and support our clients in achieving their business ... now. We are currently seeking a Financial Crimes Audit Senior Manager to join our team in Charlotte, North...uphold our commitment to delivering exceptional client service, driving regulatory compliance excellence, and shaping the future… more
- Wells Fargo (Charlotte, NC)
- …Certified Internal Auditor (CIA). + Certified Public Accountant (CPA). + Certified Regulatory Compliance Manager (CRCM). + Certified Risk and Compliance ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Valvoline Global (NC)
- …security and compliance goals, playing a pivotal role in meeting regulatory requirements such as SOX, GDPR, and other international cyber security standards and ... governance framework that enforces robust policies, standards, and controls. Ensure compliance with international regulatory and industry standards (eg, SOX,… more
- Bank of America (Charlotte, NC)
- …with all levels of management, members of the business and company's external auditor . This senior -level role in Accounting Policy, is responsible for staying ... Senior Manager Accounting Policy Charlotte, North Carolina **Job...the role reviews new products and complex transactions for compliance with GAAP and regulatory reporting regulations.… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Financial Controls Analyst within the Enterprise COSO...exposure to key stakeholders within the external financial & regulatory reporting infrastructure. The Enterprise COSO testing team is… more