- TD Bank (Charlotte, NC)
- …Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build a more resilient and ... of all aspects of Compliance/Center of Excellence programs in line with the Bank 's risk philosophy and strategic direction. **Depth & Scope:** + Works independently… more
- City National Bank (Charlotte, NC)
- …then fund the transaction. This is one of the most important controls within the Wholesale Bank and is critical to the bank 's control environment. The ICM is a ... role as a key control point to ensure the bank is following its policies and procedures. This role...following its policies and procedures. This role is a senior level role that requires years of experience and… more
- TD Bank (Charlotte, NC)
- …for the first line of defense in Wealth by partnering with US Wealth Senior Leadership Team, Federated Partners (Compliance, Legal), and AMCB Consumer Bank teams ... regulatory bodies including FINRA, SEC, OCC + Partners with Senior Executives across Consumer Distribution & AMCB to deliver...leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we… more
- City National Bank (Raleigh, NC)
- …Plan and execute complex and confidential/special audit projects enterprise wide as requested by senior management of the Bank . * Communicate trends in risk and ... control issues to senior management on the results of ongoing reviews of...help our clients, colleagues and communities flourish. City National Bank was founded in 1954 by entrepreneurs for entrepreneurs… more
- Principal Financial Group (Charlotte, NC)
- **What You'll Do** We're looking for a Senior Software Engineer to join our Web Enablement Analytics and Tag Management platform team. The Web Enablement product ... vacation, personal or short-term illness. Employees don't accrue a bank of time off under FTO and there is...**Job Level** We'll consider talent at the next level ( Sr Software Engineer II) with the right experience and… more
- ITG Brands (NC)
- Senior Accountant **Location** North Carolina **City** Greensboro **Role Type** Permanent **WHO WE ARE** ITG Brands is the third-largest tobacco company in the USA ... Will Do** - JOB SUMMARY Responsible for reconciling account balances and bank statements, maintaining general ledger, preparing month-end close procedures, review of… more
- TD Bank (Charlotte, NC)
- …trends and; identifying issues and opportunities and recommending action to senior management in the governance and control space **Shareholder Accountabilities:** + ... in alignment with risk appetite + Is knowledgeable of and complies with Bank Code of Conduct **Employee/Team Accountabilities:** + Participates as a member of the… more
- TD Bank (Charlotte, NC)
- …Oversight is responsible for providing independent oversight and challenge of the Bank 's capital, liquidity, and non-trading market risk (or interest rate risk in ... book). The US NTMR mandate includes: + Setting the Bank 's NTMR risk appetite working with the first line...periodic analysis and commentary of key market risks for senior management review + Keeps abreast of new risk… more
- City National Bank (Charlotte, NC)
- …role is responsible for oversight of and periodic analysis of the Bank 's Consumer Lending (Credit Cards), assisting business areas to implement corrective actions ... and aggregate front line risk assessments and report results/recommendations to senior management. * Manage assigned staff and conduct appropriate coaching to… more
- City National Bank (Raleigh, NC)
- …of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or ... and synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written audit reports… more