- Cherry Bekaert (Raleigh, NC)
- …consistently recognized as a Great Place to Work (https://www.cbh.com/about/awards-and- recognition /) , **Cherry Bekaert** delivers innovative advisory, assurance and ... (https://www.cbh.com/services/advisory/risk-accounting-advisory/risk-advisory/) practice, we have an excellent opportunity for a ** Senior Associate (Regulatory Compliance)** to join our team providing… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Business Accountability Specialist (SBAS) in Financial Crimes Operations as part of Enterprise Functions. The ... transactional products (wires, ACH, check, cash vault, etc.). + Advanced knowledge of BSA /AML programs including KYC, CDD, EDD, CIP and/or other related risk and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Approval to Transact team as a part of Corporate ... - oversee governance for "approval to transact" violations - act as a central point of contact for all...disclosures) + Mifid and HKMA onboarding requirements + KYC (AML/ BSA , Fincen, Travel rule) + Tax Documentation (Fatca, CRS)… more
- Carrington (Raleigh, NC)
- …team and work remote from home!** **What you'll do:** Supporting the Project Manager, the Senior BSA will be responsible for engaging with the business to gather ... business to meet project timelines, including working sessions and follow-ups + Act as the primary contact for technology, reporting, system integration and process… more
- Wells Fargo (Charlotte, NC)
- …manage and analyze Financial Crimes Compliance Operations (FCO) data to fulfill the Bank 's BSA / AML regulatory, compliance and risk commitments. Wells Fargo ... and execution of the Data Governance program within the BSA /AML Data Product and Transformation team. This role will...lineage for data product life cycle + Collaborate with senior business stakeholders to document data flows, data elements,… more
- Coinbase (Charlotte, NC)
- …is responsible for executing Compliance controls with adherence to Coinbase's BSA /AML program, transaction monitoring, KYC, CDD, and EDD policies, procedures and ... vendor partners or overall performance and the quality. * Coordinate with senior management and provide insights for process improvement. * Communicate effectively… more
- Coinbase (Charlotte, NC)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst, Compliance TMS Quality Operations within the CX Compliance ... * Conduct investigative review and analysis in support of company's BSA /AML regulatory compliance policies and programs including investigating automated alerts from… more
- SMBC (Charlotte, NC)
- …appetite. **Role Responsibilities** + Conduct end-to-end validations and reviews of BSA /AML/Fraud models, assessing model risk from the aspects of conceptual ... deficiencies through validations, communicate the issue with model owners and senior management, and provide feasible and adequate recommendations + Develop and… more
- Guidehouse (Charlotte, NC)
- …be fundamental to this growth strategy. This new hire will be a senior business builder with a high-profile personal network with Financial Crimes expertise. ... clients - both externally and internally, establishing credibility with senior Guidehouse colleagues to be recognized as a market...and enforcement actions + Expertise in OFAC, EDD, KYC, BSA , CDD and/or forensic accounting + Deep understanding of… more
- City National Bank (Raleigh, NC)
- …of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or ... and synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written audit reports… more