- Regions Bank (Charlotte, NC)
- …(SAFe) Agilist or Product Owner/Manager certification + Bank Secrecy Act ( BSA ), Anti-Money Laundering ( AML ), Office of Foreign Assets Control ... release analysis + Prepares and delivers presentations for the bank 's senior leadership + Identifies and manages...responding to and sending requests, managing risk, and ensuring compliance + Leads and mentors' others within the department… more
- Cherry Bekaert (Raleigh, NC)
- …practice, we have an excellent opportunity for a ** Senior Associate (Regulatory Compliance )** to join our ... Typical engagements will be conducted for key areas including, but not limited to: + BSA / AML and OFAC + Consumer Banking Regulations + Funds Transfer & ACH +… more
- Coinbase (Charlotte, NC)
- …and alignment. Attendance is expected and fully supported. This role is for the Senior Manager, Head of KYC as part of the Financial Crimes Compliance ... Services (FCCS) reporting directly to the Head of Financial Crimes Compliance Services. The Financial Crimes Compliance Services team, operates in a shared… more
- Guidehouse (Charlotte, NC)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... aggressive growth strategy for its Financial Crimes, Risk and Compliance (FCRC) practice, and now seeks to expand its...this growth strategy. This new hire will be a senior business builder with a high-profile personal network with… more
- Wells Fargo (Charlotte, NC)
- …crime priorities. + Process and procedure oriented, including strict adherence to BSA / AML internal policies and regulations. **Job Expectations and Core ... financially-motivated emerging threats, rapidly respond to active attacks, mitigate bank and customer exposure, and lead cross-sector collaboration.** This… more
- American Express (Apex, NC)
- …addressed + Monitor and report compliance performance metrics and emerging risk trends + Act as a trusted advisor to senior leaders, supporting a culture of ... leading action plan management process and escalating issues to senior management **Reporting, Policies and Procedures:** + Compliance...institution + Deep knowledge of US banking regulations (eg, BSA / AML , Reg Z, Reg E, Reg W,… more
- TD Bank (Charlotte, NC)
- …exams/audits by regulatory bodies and Internal Audit, to determine level of BSA /FCRM compliance **Employee/Team Accountabilities:** + Participates fully as a ... Financial Crime Risk Specialist role develops and maintains TD's AML /ATF/Sanctions/ABAC programs, including frameworks, methodologies, policies, standards, procedures, awareness… more
- American Express (Apex, NC)
- …control roles within the financial services industry. + In-depth knowledge of BSA / AML , sanctions (OFAC), FCPA, and anti-fraud regulations and best practices. ... to prevent, detect, and respond to financial crimes-including anti-money laundering ( AML ), sanctions, fraud, and anti-bribery and corruption (ABC). The ideal… more
- Wells Fargo (Charlotte, NC)
- …and sustained efficiencies. The businesses that make up Shared Services Operations include, BSA / AML Data Strategy, Execution & Operations, Business & Real Estate ... cash transactions and loans. The team also manages the risk, regulatory compliance , and client service associated with these transactions. The businesses that make… more
- City National Bank (Raleigh, NC)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA / AML and general IT risks in order to identify and assess ... of testing performed, and effectively communicate audit results to the Audit Senior Manager/Director and senior management in meetings, presentations, and/or… more