- SMBC (Sacramento, CA)
- …of the broader Compliance Department. FCC is responsible for designing and maintaining the Bank 's BSA / AML , Sanctions, and Fraud Programs to ensure compliance ... and regulations. We are seeking a detail-oriented and motivated Sr . Governance Program & Testing Associate to...risk assessment, and model management. + Strong understanding of BSA / AML and OFAC regulatory requirements and ability… more
- SMBC (Sacramento, CA)
- …risks; * Maintains proficient knowledge of the rules and regulations, including but not limited to, the Bank Secrecy Act ( BSA ), USA PATRIOT Act , and ... data lineage, and data security withing FCC. * Execute BSA / AML and Sanctions data testing ...and experience with the US PATRIOT Act , BSA Act and the FFIEC AML… more
- City National Bank (San Francisco, CA)
- …AML / BSA function and/or with financial industry companies * Minimum 5 years of the Bank Secrecy Act ( AML /KYC), USA Patriot Act (Anti-Terrorist ... as a critical function within the detection and prevention control environment. This Senior Manager will drive bank 's transaction monitoring and OFAC enterprise… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one... Act , Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one... Act , Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- Coinbase (Sacramento, CA)
- …Team is responsible for executing Compliance controls with adherence to Coinbase's BSA / AML program, transaction monitoring, KYC, CDD, and EDD policies, ... be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure adherence to operational KPIs from directs… more
- City National Bank (Los Angeles, CA)
- …supervises and reviews the work of others, analyzes and synthesizes results of testing performed, effectively communicates results to senior management to affect ... with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA / AML and general IT risks in order to identify and assess… more