- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business :** Finance **Job Description:** The Senior Treasury Liquidity Manager develops and ... expertise in a complex field and knowledge of broader related areas + Senior specialist providing advisory services to executives, business segment leaders and… more
- TD Bank (New York, NY)
- …in line with TD's Compliance Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** TD Securities **Pay Detail:** $100,000 - $130,000 USD TD is committed to providing ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- Citigroup (New York, NY)
- Serves as a senior function/ business /product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... of related remediation. Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other Control Functions,… more
- Citigroup (New York, NY)
- Serves as a function/ business /product compliance risk officer as a ** Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/ business /product… more
- Lincoln Financial (Albany, NY)
- …matter expertise, audit knowledge, and professional judgement to assess a broad range of business processes, risks, and control objectives. + Carry out duties in ... Role at a Glance** We are seeking an enthusiastic Senior IT Auditor who is a self-starter and initiative...doing** + Plan audit engagements, identify inherent risks and control objectives, perform risk assessments and identify IT-related risks… more
- Scotiabank (New York, NY)
- Senior Analyst, GBM Audit COO Office - Reporting...is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and ... of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital...and work with management to find solutions to address control weaknesses. The Office of the GBM Audit COO… more
- TD Bank (New York, NY)
- …in line with TD's Compliance Program + Works with executive team, senior business management/partners to develop proactive strategies, tactics, policies and ... not have direct reports but will work closely with senior leaders across Compliance and to execute key risk...related field.** + **7+ years of experience in compliance, business operations, risk management, financial services operations,… more
- Wells Fargo (New York, NY)
- …+ Strong control mindset + Ability to prepare and present senior level communications + Solid conflict management and decision-making skills + Strong ... The CIB Data Management organization provides thought leadership into line of business data strategy, supports the development of a simplified data environments to… more
- Grant Thornton (New York, NY)
- …operational, financial , and administrative processes to assess risk, internal control , and the overall effectiveness and efficiency of the process. + Obtain ... As a Risk Advisory Senior Associate- Not-for-Profit and Higher Education Practice, you...the opportunity to grow and contribute to our clients' business needs by helping them understand their business… more