- TD Bank (New York, NY)
- …for this role. **Line of Business:** Enterprise Enabling Functions **Job Description:** The Sr Business Analyst plans, manages, leads and oversees the end-to-end ... packages for Tier 3-4, low to moderate risk and regulatory projects with multiple stakeholders and across multiple LoB...technology throughout project delivery + Works independently as the senior or lead business analyst and coaches… more
- City of New York (New York, NY)
- …and statistical methods employed are correct, accurate and current; ensure staff compliance with all regulatory and procedural guidelines; monitors staff time ... Description APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE The Data Analysis and Reporting...projects to improve overall agency performance and to ensure compliance of OCSS operations with agency policy and laws… more
- Citigroup (Brooklyn, NY)
- The Wealth Relationship Mgmt. (Branch) Sr . Analyst SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the ... referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other compliance… more
- Citigroup (New York, NY)
- The Wealth Relationship Mgmt. (Branch) Sr . Analyst SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the ... referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC/AML and other compliance… more
- Citigroup (Hewlett, NY)
- The Wealth Relationship Mgmt. (Branch) Sr . Analyst SAFE Act is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the ... referral leads. + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC/AML and other compliance… more
- TD Bank (New York, NY)
- …sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise… more
- City of New York (New York, NY)
- Job Description APPLICANTS MUST BE PERMANENT IN THE ADMINISTRATIVE STAFF ANALYST OR BE PERMANENT IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9 TITLE CHANGE. The ... of the Office of Audit and Quality Assurance (OAQA), Office of Compliance and Support (OCS), Investigation, Revenue and Enforcement Administration (IREA), Office of… more
- S&P Global (New York, NY)
- …in the development and resolution of Management Action Plans (MAPs) that address regulatory , compliance and internal audit findings. + Support and deliver ... ensuring that we consistently meet the highest standards of performance and compliance . **The Role** Reporting to the Head of In-Business Control Ratings Services,… more
- TD Bank (New York, NY)
- …reports and making oral presentations. The successful candidate will support a Senior Research Analyst in analyzing individual biotech companies and market ... and results of analysis to inform decision making at senior levels + Builds stakeholder alignment in leading activities,...key industry developments as well as internal policies and regulatory standards (as communicated by Compliance ) to… more
- City of New York (New York, NY)
- …(eg development of Key Performance Indicators (KPIs) such as measures of regulatory compliance ; proper purpose data use; application of standards; development ... of data source specific policies and standard operating procedures ensuring compliance with governance policies. - Oversee data stewardship and administration of… more