- TD Bank (New York, NY)
- …a key member of the TDS US Compliance Initiatives Team and US Wholesale Compliance Group . The Compliance Regulatory Initiatives Team is a newly created ... and other required documentation to effectively report on the status of Compliance policy, procedure and training initiatives to senior management, relevant… more
- TD Bank (New York, NY)
- …member of the TDS US Compliance Regulatory Initiatives Team and US Wholesale Compliance Group . The Compliance Regulatory Initiatives Team is a newly ... notes, and other required documentation to effectively report on the status of Compliance training initiatives to senior management, relevant boards and external… more
- JPMorgan Chase (New York, NY)
- …various stakeholders, including the Line of Business (LOB), global and regional Compliance teams, Internal Audit, Operational Risk, Control , and other functions. ... global team members across LOBs and staff areas, including senior management; be both a leader and an active...degree + 8+ years of relevant industry experience in compliance , audit, risk management, or similar control -related… more
- PSEG Long Island (Bethpage, NY)
- …position. **Job Summary** This position is a direct report to the Technology Group Product Manager. The NERC Compliance Specialist is responsible for ensuring ... remediation: Track, report, and ensure remediation of negative findings found by compliance operation team self-assessment, IT assurance quality control , or… more
- Tompkins Community Bank (Ithaca, NY)
- …applicable federal, state, and local regulations by: + Assist management in formulating compliance policies and procedures to manage and control risks. + Review ... work from Ithaca, NY; Amherst, NY; Batavia, NY; Wyomissing, PA; Brewster, NY* The Compliance Program Manager reports to the Director of Bank Compliance and is… more
- M&T Bank (New York, NY)
- …development and management of predictive statistical models. + Conduct business in compliance with regulatory guidance including SR (Supervision and Regulation ... Letters) 10-1, SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere... 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance /operational/model risk controls and other second line of defense… more
- Citigroup (Queens, NY)
- …infrastructure, delivering solutions that ensure operational excellence, regulatory compliance , and strategic alignment. **Responsibilities:** + Lead initiatives to ... strategic objectives. + Define and oversee system quality standards, preventive control mechanisms, user acceptance testing (UAT) processes, and end-user training… more
- Citigroup (New York, NY)
- …for performing moderately complex audits and assessments of Citi's risk and control environments in coordination with the Audit team. The overall objective is ... solutions * Recommend appropriate and pragmatic solutions to risk and control issues * Apply understanding of internal audit standards, policies, and… more
- Citigroup (New York, NY)
- The Private Banker Sr . Lead is a strategic professional who closely follows latest trends in own field and adapts them for application within own job and the ... required in order to negotiate internally, often at a senior level, and externally. Developed communication and diplomacy skills...with support groups in Citi Private Bank to maintain control , find solutions and resolve issues. + Follow standard… more
- Citigroup (Rockville Centre, NY)
- …execute sales plan + Accountable to scorecard metrics and KPI's as defined by Senior Management + Support the development of small business knowledge and skills to ... credit requests up to $250K, and work closely with Sr . Business Bankers on lending relationships over $250K +...sales practices and protocols for Business Banking to ensure compliance with all policies and procedures. + Proactively manage… more