- Citigroup (New York, NY)
- …management system. + Lead reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of ... and maintaining strong relationship with the Markets Testing Team, Compliance Testing and Internal Audit. + Provide expert guidance...of judgement and autonomy. + Acts as SME to senior stakeholders and /or other team members. **Qualifications** :… more
- WTW (New York, NY)
- **Description** Our Health and Benefits business helps large and mid-size clients control health and welfare plan costs, improve health outcomes and promote employee ... management, pricing and funding strategies, data analytics, valuation support, compliance and governance strategies. We also provide Specialty consulting services… more
- Citigroup (New York, NY)
- **The Financial Planning group provides our clients with comprehensive financial planning services to meet our client's goals and future financial objectives. Our ... asset allocation positioning, education planning, insurance planning and estate planning. The group works** **closely with all the members of the trusted advisor… more
- MUFG (New York, NY)
- …summarizing opportunity analysis, including expected financial results and risk analysis for senior management and control functions + Support Project Finance ... and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe,… more
- KeyBank (Tarrytown, NY)
- …leveraged cash flow due diligence, when appropriate (ie, in specific Banking Group Portfolio Management, "BGPM" specialty groups). + Prepare a thorough credit ... share trends, financial trends, and other pertinent credit issues. + Ensure compliance with all relevant regulations including Know Your Customer (KYC), running… more
- Citigroup (New York, NY)
- + The Global Network Banker is a senior -level position responsible for assisting clients in raising funds in the capital markets, as well as in providing strategic ... of clients, ensuring the appropriate "Know Your Client" (KYC) and other compliance deliverables are met; + Identifies cross-sell opportunities to deepen and increase… more
- TD Bank (New York, NY)
- …work ethic. + Timely follow through on commitments. Promote best practices within the group and execute assigned duties and enhance control over procedures. + ... opportunity to join a fast-growing team with high internal visibility at the senior executive level. The Associate - Global Markets Documentation is responsible for… more
- Citigroup (Queens, NY)
- This Senior Vice President (SVP) position within Citi's Capital Planning and Management organization focuses on driving the implementation of the Fundamental Review ... approaches. Liaising with regulatory bodies and internal functions (legal, compliance ). + Methodology Development and Impact Assessment: Driving methodology… more
- Neuberger Berman (New York, NY)
- NB Alternatives - Private Equity is a rapidly growing group within Neuberger Berman with over $120 billion of investor commitments across our private equity fund of ... NB Private Credit, the accounting, valuation and operations functions are critical control functions with respect to the business. This individual will bear… more
- TD Bank (New York, NY)
- …and develop relationships across the Division and with key stakeholders (including Control Process Group (CPG)/US Regulatory Program Management (RPM) and ... This position is highly visible and requires frequent interaction with Senior Management (internal and external) and stakeholders to ensure regulatory deadlines… more