- TD Bank (New York, NY)
- …and management-level governance processes.** + **Act as a thought partner to the Senior Manager , contributing to the team's roadmap, quality assurance efforts, ... appropriate. **Overview:** We are seeking a strategic and analytical Manager to join our Enterprise Regulatory Compliance ...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- Bank of America (New York, NY)
- Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non-Financial-Regulatory-Reporting--GM-NFRR--Operational- Monitoring \_25004657) **Job Description:** At Bank of America, we are… more
- TD Bank (New York, NY)
- …of the policy and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related Compliance Sub-Committees) + ... is outlined in the general summary below.** **Job Profile Summary:** The Compliance Governance & Operations Manager leads the development and implementation… more
- Coinbase (Albany, NY)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: 8034 About ... of tolerances and limits. + Conduct daily review and monitoring of pre-trade and batch portfolio compliance ...a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance + Good working… more
- WMCHealth (Poughkeepsie, NY)
- … in the implementation and evaluation of Westchester Medical Center Health Network Compliance Program by monitoring compliance with internal and external ... Regional Manager , Compliance - ONSITE Company: NorthEast Provider... compliance issues and collaborates with the VP, Compliance and senior management as appropriate for… more
- Coinbase (Albany, NY)
- …to speak with you about joining our team. Coinbase is looking for a Security Compliance Manager to drive second line of defense technology compliance ... Essential to scaling is building and running a security compliance program that reflects how we protect the data...drive risk reduction through 'controls by design' and ongoing monitoring . *What you'll be doing (ie. job duties):* *… more
- MTA (New York, NY)
- … AGENCY: Construction & Development DEPT/DIV: Delivery/ Delivery Services Office REPORTS TO: Senior Manager , Design Compliance WORK LOCATION: 2 Broadway ... Design Compliance Manager (Stations) Job ID: 11796...technical designs for non - Design-Build projects. Responsible for monitoring and/or auditing third - party technical design and… more
- American Express (New York, NY)
- …the future of American Express. American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money Laundering ... (AML), Sanctions, and Anti-Corruption compliance functions. This team has global responsibility for identifying, investigating, and reporting suspicious activity,… more
- Citigroup (New York, NY)
- …in key policy adherence and monitoring . + Update and maintain a robust Manager 's Control Assessment (MCA) in compliance with the Citi's Risk Policy. + Serve ... of evolving requirements and their impacts. + Expertise in maintaining a robust Manager 's Control Assessment (MCA) in compliance with risk policies. +… more