- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Compliance Officer is a key member of the TDS US Compliance ... working with regional testing teams across the globe. This Compliance Officer will also support other aspects...judgment and ability to closely partner with and advise senior and line managers and other stakeholders on regulatory… more
- Scotiabank (New York, NY)
- …Capital USA ("SCUSA") Futures Commission Merchant ("FCM"), and Security-Based Swap Dealer Chief Compliance Officer in: + the business as usual execution of the ... Senior Manager, Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range… more
- Skanska (Queens, NY)
- …The DBE Compliance Manager reports directly to the Business Unit DBE Compliance Officer (UDCO) or Project Manager, as determined. The DBE Compliance ... which is why our values support and drive our D&I efforts. The Senior DBE Compliance Manager will take part in administering Skanska's DBE Compliance Program… more
- University of Rochester (Rochester, NY)
- …relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the Director of Research Compliance ... with senior management and internal stakeholders, helping to identify compliance risks and drive solutions to mitigate those risks effectively. This position… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... strategic planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities Inc. **Role Objectives** +… more
- City of New York (New York, NY)
- …and Learning and Development; - Work in partnership with the Disciplinary Advocacy Officer to ensure compliance with all applicable anti- discrimination and ... the marketplace from predatory practices and strives to create a culture of compliance . Through its community outreach and the work of its offices of Financial… more
- Bank of America (Elma, NY)
- …impact. Join us! **Job Description** Assigned as a market or industry level resource, the Senior Credit Products Officer ( Sr . CPO) is a highly skilled ... Sr . Credit Products Officer - Business Banking...Services Organizations (MSO/DSO). Involvement with monitoring activities/approvals including covenant compliance is also part of the Sr .… more
- University of Rochester (Rochester, NY)
- …ongoing review and analysis of financial performance for the Center. Functions as compliance officer responsible for interpreting and ensuring compliance of ... encumbrance accounting system to manage finances, along with UR Financials. The Sr . Accountant will be responsible for reconciling and analyzing monthly ledgers,… more
- Citigroup (New York, NY)
- The CSIS Sr Program Management Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to...as required. The Citi Security and Investigative Services (CSIS) Senior Program Officer supports the head of… more
- University of Rochester (Brighton, NY)
- …to violations of privacy policies and practices. Apprises and involves Chief Privacy Officer and senior leadership if/when appropriate of issues, concerns and ... maintenance of and adherence to University of Rochester policies and procedures in compliance with federal and state laws. Serves as primary privacy consultant for… more