- Bloomberg (New York, NY)
- …work with our Shared Risk and Compliance team. **What's The Role?** As the Global Exam Management and Regulatory Inquiries Officer , you will work with the ... Regulatory Engagement Lead, the Chief Risk Office and Global Compliance teams, and key Business colleagues....to identify, and escalate top and emerging risks to Senior Management and Risk / Compliance Management.… more
- Bank of America (New York, NY)
- Enterprise Financial Risk Capital Risk Sr . Specialist Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...and developing talent, advancing careers, and creating leaders within Global Risk Management and across the company. Our goal… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) focused on the **Prime Brokerage ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $140,000 USD TD is...assessments **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
- Bloomberg (New York, NY)
- …evidenced by our award-winning pro bono program. The Chief Risk Office and Global Compliance team provide coverage of Bloomberg's regulated entities and ... Services team. **What's The Role?** As the Risk and Compliance Policy Officer , you will work with...you will work with the Chief Risk Office and Global Compliance teams, as well as key… more
- Marex (New York, NY)
- …more information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will ... Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure services to clients… more
- Ducommun (Coxsackie, NY)
- Sr . Human Resources Generalist Provides full range of support in all areas of HR including recruiting, benefits administration, employee relations, training, ... development, orientation, data administration and documentation, talent management, HR compliance , and all related activities. Internal Communication and Collaboration:… more
- Zurich NA (New York, NY)
- AVP Underwriting Officer OR VP, Senior Underwriting Officer 120961 What can go right when you can grow your career? Now is the time to move forward and make ... drive sustainable change together. As part of a leading global organization, we have over 150 years of experience,...Zurich is currently looking for a Surety AVP Underwriting Officer OR VP, Senior Underwriting Officer… more
- Evertz Microsystems Limited (New York, NY)
- …Casual work environment About Evertz: Evertz Microsystems (TSX:ET) is a leading global manufacturer of broadcast equipment and solutions that deliver content to ... Evertz is one of the leaders in the broadcast industry. Evertz has a global presence with offices located in: Canada, United States, United Kingdom, Germany, United… more