• Sr . Compliance Officer

    TD Bank (New York, NY)
    …provide you more specific details for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of the TDS ... US Compliance Monitoring ...businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of… more
    TD Bank (10/12/25)
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  • Sr . Compliance Officer

    KeyBank (Albany, NY)
    …they relate to consumer deposit accounts. Additionally, The Senior Compliance Officer will conduct compliance monitoring and testing to ensure ... **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Senior Compliance Officer will be...the development of new products and/or processes. + Conduct compliance monitoring to proactively identify process improvements… more
    KeyBank (09/24/25)
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  • Compliance Risk Management Sr

    Citigroup (Getzville, NY)
    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... and processes established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
    Citigroup (10/09/25)
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  • Sr . Compliance Officer

    TD Bank (New York, NY)
    …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... Compliance Monitoring & Testing (M&T) Team, responsible...Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice,… more
    TD Bank (09/20/25)
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  • Sr . Operational Risk Officer - Data…

    KeyBank (Buffalo, NY)
    …supporting oversight of enterprise-wide data governance practices across KeyCorp. The Sr . Operational Risk Officer is responsible for providing independent ... quality, metadata management, and data lifecycle practices. This role engages with senior leaders across business units and technology teams to ensure alignment with… more
    KeyBank (08/27/25)
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  • Sr . Governance Risk Compliance

    SitusAMC (Albany, NY)
    …outcome, and think global but act local - come join our team! The Governance, Risk, Compliance , and Audit Senior Associate will be a key member of the Chief ... Information Security Officer 's (CISO) organization, working closely with other security team...strategic security objectives. By leveraging expertise in governance, risk, compliance , and audit, the Senior Associate will… more
    SitusAMC (10/07/25)
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  • Financial Risk Analytics Sr . Specialist

    Bank of America (New York, NY)
    …Communications + Active Listening + Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift ... Financial Risk Analytics Sr . Specialist New York, New York;Charlotte, North Carolina...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer more
    Bank of America (09/26/25)
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  • Enterprise Financial Risk Capital Markets Risk…

    Bank of America (New York, NY)
    …Communications + Active Listening + Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift ... Enterprise Financial Risk Capital Markets Risk Sr . Specialist Charlotte, North Carolina;New York, New York...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer more
    Bank of America (10/15/25)
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  • Enterprise Financial Risk Capital Risk Sr

    Bank of America (New York, NY)
    …Communications + Active Listening + Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift ... Enterprise Financial Risk Capital Risk Sr . Specialist Charlotte, North Carolina;New York, New York...the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer more
    Bank of America (09/16/25)
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  • Senior Compliance Officer

    TD Bank (New York, NY)
    …this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The ... Compliance 's good governance depends on us. The Senior Compliance Office provides advice, guidance and...risk. **Depth & Scope:** + Works independently as the senior officer and may coach and educate… more
    TD Bank (09/17/25)
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