- Wells Fargo (Charlotte, NC)
- …us! **About this role:** Wells Fargo is seeking a Lead Control Management Officer (VP) to join our Corporate and Investment Banking (CIB) Trade Surveillance team, ... or anomalies indicating unauthorized activity + Collaborate with front office, compliance , risk, and technology teams to ensure comprehensive surveillance coverage +… more
- TD Bank (Charlotte, NC)
- …etc.) + May be a point of contact for guidance in the monitoring /reporting of compliance , management, and strategic initiatives + Provides broad/deep commentary ... will assist teams within US Risk Management in identifying, understanding, and monitoring risks in alignment with the Bank's strategy and Risk Appetite. They… more
- US Bank (Charlotte, NC)
- …from Day One. **Job Description** The Chief Financial Risk Leader is a senior executive responsible for leading the second line oversight of financial risk ... financial risks across the organization. Reporting directly to the Chief Risk Officer , this role provides strategic and operational leadership for market risk,… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** The Operational Risk Management Programs Risk Officer II is a senior subject matter expert responsible for the ... Process Mapping Center of Excellence) that ensure appropriate identification, assessment, monitoring , reporting, and mitigation of operational risk at Truist. 2.… more
- Wells Fargo (Charlotte, NC)
- …life cycle, including origination, underwriting, risk analysis, approval, documentation, monitoring , loss recognition , modification, and collection activities. ... **About this role:** Wells Fargo is seeking a Principal Examiner - Senior Risk Asset Review Specialist in Credit Risk as part of Corporate Risk. Learn more about the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a **Business Management - Senior Assistant VP** ( Senior Business Execution Consultant) in Corporate Investment ... Banking (CIB) as part of The Chief Operating Officer (COO), within our CIB Banking Capital & Portfolio...of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange… more
- Fifth Third Bank, NA (Charlotte, NC)
- …of AML/CFT compliance program controls as they pertain to enhanced monitoring and oversight of these customer types. + Initiates and facilitates collaborative ... findings to Senior Management regarding their business lines (Legal, Audit, and Senior level Operating Committees). + Works with Sr . leadership to set… more
- American Express (Charlotte, NC)
- …Risk and Compliance organization and led by the Chief Risk Officer , manage operational risks associated with Information & Cyber Security Risk, Business ... skills, including business continuity management, dependency risk management, resilience monitoring , and resilience compliance management. **Preferred:** +… more
- Truist (Wilson, NC)
- …description:** Manage team responsible for the approval, evaluation and ongoing monitoring of correspondent lender relationships. Serve as an escalation point and ... authority as defined in the Truist correspondent approval guideline. Aide senior and Executive Leadership with effectively deploying strategic objectives for Truist… more
- Truist (Charlotte, NC)
- …Committee, which includes the Chief Financial Officer (CFO), Chief Risk Officer (CRO), Corporate Controller and other senior leaders of Truist. Provide ... **Please review the following job description:** Effectively manage overall operational and compliance risk related to SEC and Climate reporting for Truist. Ensure… more