- TD Bank (New York, NY)
- …participates in routine monitoring plan meetings. The Deputy supports the US Head of Compliance Programs and Chief Compliance Officer (CCO) in ensuring the ... and Experience below as you consider this opportunity.** **Job Summary:** The Senior Manager, Compliance Governance & Operations leads, develops and oversees… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... strategic planning within area of coverage. Reports to a senior member of Private Side Compliance Advisory...affiliates to address cross border issues, reporting requests and special projects. + Seeks operational efficiencies and automation of… more
- KeyBank (Amherst, NY)
- … compliance risks are appropriately identified and mitigated. + Special projects/other duties, as assigned **Required Qualifications** + Bachelor's degree in ... **Location:** 4910 Tiedeman Road, Brooklyn Ohio **Job Description** The Compliance Associate - Financial Crimes Risk Management (FCRM) Governance Team role ensures… more
- TD Bank (New York, NY)
- …and certain global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is...towards, working groups and collaborative efforts. + Participate in special projects as they arise to enhance the overall… more
- WMCHealth (Valhalla, NY)
- …responds to violations of compliance issues and collaborates with the VP, Compliance and senior management as appropriate for resolution. + Maintains records ... Director of Compliance Company: NorthEast Provider Solutions Inc. City/State: Valhalla,...regulations. + Serves as a WMC APS HIPAA Privacy Officer . + Maintains knowledge of current legislation and regulations… more
- WMCHealth (Poughkeepsie, NY)
- …responds to violations of compliance issues and collaborates with the VP, Compliance and senior management as appropriate for resolution. + Maintains records ... Regional Manager, Compliance - ONSITE Company: NorthEast Provider Solutions Inc. City/State:...new regulations. + Serves as a WMC HIPAA Privacy Officer . + Maintains knowledge of current legislation and regulations… more
- City of New York (New York, NY)
- …Mayor Adams has served the people of New York City as an NYPD officer , state senator, and Brooklyn borough president. The Adams' administration is leading the fight ... M/WBE contracting. - Project management tasks in support of program initiatives/ special projects. - Establishing clear and consistent communications with internal… more
- Capital One (New York, NY)
- …typically Business Banker customers including complex Business Banker Manager, Sr . Manager and Director portfolios. **General Responsibilities:** + Responsible for ... through the interaction model to best support customers (Treasury Management Officer , Merchant Services, Business Card Reps, Market Credit Exec, Sales Support).… more
- The Arc Erie County NY (Alden, NY)
- …: The Director of Black Water Acres , reporting directly to the Chief Executive Officer (CEO), and working with senior leadership, will serve as the visionary ... in horticulture, hospitality, culinary, event planning, and property operations. + Ensure compliance with all OPWDD and State Special Education regulations and… more
- Berkshire Bank (Albany, NY)
- …Memos under the direction of the RM for new business requests that would be presented to senior lender and senior credit officer . + Works with the team to ... CIP Form(s) including any other required Know Your Customer compliance due diligence + Ensures satisfactory documentation or maintenance...ensure ongoing credit quality of portfolio and interfacing with Senior Credit Officer and Senior … more