- General Atomics (Poway, CA)
- …as advanced high-resolution surveillance systems. We have an exciting opportunity for a senior trade compliance professional to join the company's ... years of progressive experience with a Master's, in the various global trade compliance disciplines. Additional professional experience may be considered in lieu… more
- City National Bank (Los Angeles, CA)
- …roles, Certified Compliance Risk Manager (CRCM) or Certified Mortgage Compliance Professional (CMCP) Preferred. *WHAT'S IN IT FOR YOU?* ... * COMPLIANCE OFFICER SENIOR -MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and… more
- Northrop Grumman (Redondo Beach, CA)
- …Qualifications:** + Bachelor's degree with 10+ years of directly related trade compliance professional experience, including people management experience - OR - ... Master's degree with 8+ years of directly related trade compliance professional experience, including people management experience. + Extensive experience as an… more
- Altium (San Diego County, CA)
- …+ International Compliance Association (ICA) certification required; Certified Securities Compliance Professional (CSCP) is a strong plus + Familiar with ... state-of-the-art compliance programs that attract new clients + Enhance our compliance and organizational reputation by bringing recognition to the company… more
- HUB International (Encino, CA)
- … compliance , and strategic business initiatives. + 10+ years' experience as a senior SEC regulatory compliance professional for either a large financial ... SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer, will be a highly visible, senior leadership position,… more
- Stanford Health Care (Palo Alto, CA)
- …and make informed decisions. **Licenses and Certifications** + CHC - Certified Compliance Professional required within 1 Year **These principles apply to ... regulatory requirements to key organizational stakeholders, including physicians and senior management; overseeing the Compliance Policy Manual, including… more
- BlackRock (San Francisco, CA)
- …matters, and providing Compliance training. We are seeking a seasoned Compliance professional to play a leading role in the BlackRock Institutional ... **About this role** BlackRock's Compliance Department protects BlackRock's reputation and provides advice...across time zones and audiences, including communicating directly with senior stakeholders. + Ability to make decisions and exercise… more
- Genentech (South San Francisco, CA)
- …a **Principal Healthcare Compliance Manager, Advisory!** Seeking a highly experienced senior compliance professional for a strategic role with ... significant organizational impact. As a Principal Healthcare Compliance , Advisor you will serve as the primary consultant for multiple business units, advising on… more
- Fujifilm (Sacramento, CA)
- …and global compliance frameworks (eg, FCPA, UK Bribery Act). + Certified Compliance & Ethics Professional (CCEP) + Experience in the development, initiation, ... **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the...projects, and reporting progress and risks to colleagues and senior management. + Demonstrated ability to advise and collaborate… more
- General Atomics (Poway, CA)
- …as well as advanced high-resolution surveillance systems. With limited direction, the Senior Compliance Specialist provides guidance and support for research and ... in a related discipline and ten or more years of progressive professional contracting, estimating, proposal and/or procurement compliance experience. Equivalent … more