- TD Bank (New York, NY)
- …investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth industry knowledge and from our outstanding credit, ... your knowledge in the industry, gaining valuable experience while you develop into a senior banker. You will be exposed to a wide variety of clients, industries,… more
- HSBC (New York, NY)
- …and coordination within all CMA teams, and related functions (Finance, Regulatory Compliance , Financial Crime, HR, Wholesale Risk , etc.) for the Americas ... Markets (DCM), Leveraged & Acquisition Finance (LAF), and Corporate Risk Solutions (CRS). The CMA COO team play a...interpersonal and communication skills with capacity to work with senior teams and ability to interact at all levels… more
- Citigroup (New York, NY)
- …Transfer Pricing. **Other Relevant Skills** Assessment, Credible Challenge, Regulatory Compliance , Risk Management. **Anticipated Posting Close Date:** Aug ... other trading desks. CTI manages the USD interest rate risk for Citi's accrual business (ie ex trading) to...Maintain reports of the investment and hedging activities to Senior Management and regulators; Help develop and maintain scenario-based… more
- Neuberger Berman (New York, NY)
- …firm/fund structuring, trading, valuation, portfolio accounting and fund administration, counterparty risk , technology, and compliance . The candidate should be ... will provide a high level of direct interaction with senior personnel on both the investment and non-investment teams...CFO, GC/CCO, CTO) + Identify key areas of operational risk and ensure that the appropriate mitigating controls have… more
- TD Bank (New York, NY)
- …decision-making. **4. Documentation & Governance** - Prepare documentation for vendor assessments, risk reviews, and compliance approvals. - Ensure all records ... Experience with innovation projects, POCs, or technology assessments. - Familiarity with compliance and risk considerations in banking vendor engagements. **Who… more
- Citigroup (Getzville, NY)
- …management and internal/external clients + Escalate control gaps and issues to senior management as needed + Identify control gaps during settlement cycle and ... implements appropriate solutions to mitigate any risk or control losses + Analyze data to identify...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- SMBC (New York, NY)
- …sound management and maintenance of the program, working under the direction of senior member of the group. Primary role includes funding (issuing CP), managing CP ... maturities, reporting to relevant parties including Treasury and Risk teams and providing regular market updates. The role includes investor marketing and updating… more
- MTA (New York, NY)
- …Responsible for the overall management of a staff of 2 people including the Sr Claims Administrator, 1 Analyst and approximately 7 consultants. + Responsible for ... Deputy Director, OCIP Management Risk Control Job ID: 10770 Business Unit: MTA...Portfolio contractor and produce reports as required. + Ensure compliance over the OCIP brokers, including OCIP administration and… more
- S&P Global (New York, NY)
- …the Ratings division is dedicated to ensuring operational excellence and robust risk management. We pride ourselves on our collaborative culture, where innovation ... operations. Our team values integrity, transparency, and a proactive risk & control support for the 1st Line, ensuring...we consistently meet the highest standards of performance and compliance . **The Role** Reporting to the Head of In-Business… more
- Bank of America (New York, NY)
- …Financial Risk group within Global Risk Management is looking for a risk analyst responsible for independent risk oversight of the firm's Interest ... EFR Interest Rate Risk Manager Charlotte, North Carolina;Jersey City, New Jersey;...mortgage backed securities + Ability to communicate effectively with senior stakeholders and independently lead initiatives **Preferred Qualifications:** +… more