- City National Bank (Raleigh, NC)
- …Markets, Registered and Unregistered Fund Vehicles, Support Functions (Operations, Compliance , Risk )Thrives in a dynamic team-based environment, effectively ... * SR AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth… more
- TD Bank (Charlotte, NC)
- …role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial Crime Risk Oversight Analyst provides a range of ... associated risks. Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs related to all aspects of AML and ATF laws.… more
- CVS Health (Raleigh, NC)
- …team as a Senior Analyst , where you'll help drive risk awareness and compliance across the organization. You'll collaborate with business relationship ... strong relationships with business partners and stakeholders to enhance risk management processes and ensure compliance with...to enhance risk management processes and ensure compliance with ETPRM requirements. + Advocate for ETPRM by… more
- Huntington National Bank (Charlotte, NC)
- Description Summary:The Card Risk Strategy Senior Analyst is responsible for quantitative risk strategy development for Huntington's credit card ... to continually test and enhance the bank's existing credit policies. + As a senior member of the Card Risk Management team, regularly works across organizational… more
- Ally (Raleigh, NC)
- …on a hybrid schedule and is open to any employees at an Ally office. The Senior Operational Risk Analyst - Operational Losses will be responsible for ... degree preferred * 3+ years of related financial services experience (eg, Risk Management,Finance/Treasury, Accounting, Audit, Compliance , etc.) * GRC tool… more
- TD Bank (Charlotte, NC)
- …regarding responsiveness and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst ** **will own ... a mission to build a more resilient and scalable compliance risk management function. As part of...concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst **… more
- Navient (Raleigh, NC)
- …more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr . Compliance Manager - Head of ... 1st Line of Defense Compliance .** **As the Senior Compliance Analyst , you will:**...training materials aligned with regulatory best practices. + Lead risk assessments and compliance initiatives to identify… more
- Truist (Charlotte, NC)
- …banking, with specific emphasis on reporting, business intelligence, systems, technology, data, risk , compliance or related areas 4. Relevant professional or ... following job description:** Support the advancement of enterprise-wide Credit Risk initiatives by incorporating forward-looking insights, elevating strategic engagement,… more
- Guardian Life (Raleigh, NC)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, ... Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the… more
- Truist (Charlotte, NC)
- …banking, with specific emphasis on reporting, business intelligence, systems, technology, data, risk , compliance or related areas 3. Relevant professional or ... Serve as a thought leader in the delivery of complex and comprehensive risk reporting, data, business intelligence, and related services. Role is primarily aligned… more